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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
Rule 17Ad-22(b)(1) - Measurement and Management of Credit Exposures
New
9
1170
0
Rule 17Ad-22(b)(2) - Margin Requirements
New
9
1170
0
Rule 17Ad-22(b)(3) - Financial Resources
New
9
1170
0
Rule 17Ad-22(b)(4) - Model Validation
New
9
1170
3888000
Rule 17Ad-22(b)(5) - Non-Dealer Access
New
9
1170
0
Rule 17Ad-22(b)(6) - Portfolio Size and Transaction Volume Restrictions
New
9
1170
0
Rule 17Ad-22(b)(7) - Net Capital Restrictions
New
9
3060
0
Rule 17Ad-22(c)(1) - Record of Financial Resources
New
36
1584
0
Rule 17Ad-22(c)(2) - Annual Audited Financial Report
New
17
2771
8500000
Rule 17Ad-22(d)(1) - Transparent and Enforceable Rules and Procedures
New
17
2210
0
Rule 17Ad-22(d)(10) - Immobilization and Dematerialization of Stock Certificates
New
17
2210
0
Rule 17Ad-22(d)(11) - Default Procedures
New
17
2771
0
Rule 17Ad-22(d)(12) - Timing of Settlement Finality
New
17
2210
0
Rule 17Ad-22(d)(13) - Delivery Versus Payment
New
17
2210
0
Rule 17Ad-22(d)(14) - Risk Controls to Address Participant's Failure to Settle
New
17
2210
0
Rule 17Ad-22(d)(15) - Identification and Management of Physical Delivery Risks
New
17
2771
0
Rule 17Ad-22(d)(2) - Participation Requirements
New
17
3791
0
Rule 17Ad-22(d)(3) - Custody of Assets and Investment Risk
New
17
2210
0
Rule 17Ad-22(d)(4) - Identification and Mitigation of Operational Risk
New
17
2210
0
Rule 17Ad-22(d)(5) - Money Settlement Risks
New
17
2210
0
Rule 17Ad-22(d)(6) - Cost-Effectiveness
New
17
2210
0
Rule 17Ad-22(d)(7) - Links
New
17
2210
0
Rule 17Ad-22(d)(8) - Governance
New
17
2771
0
Rule 17Ad-22(d)(9) - Information on Services
New
17
2771
0
Rule 17Ad-23 - Clearing Agency Policies and Procedures to Protect the Confidentiality of Trading Information of Clearing Agency Participants
New
17
22633
56667
Rule 17Ad-25 - Clearing Agency Procedures to Identify and Address Conflicts of Interest
New
17
4420
226667
Rule 17Ad-26 - Standards for Board or Board Committee Directors
New
17
2210
317333
Rule 17Aj-1 - Dissemination of Pricing and Valuation Information by Security-Based Swap Clearing Agencies that Perform Central Counterparty Services
New
6
560
0
Rule 3Cj-1(b) - Designation of Chief Compliance Officer
New
17
5338
226667
Total burden requested under this ICR:
445
86571
13215334
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