Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 17Ad-22(b)(2) - Margin Requirements Removed 0 0 0
Rule 17Ad-22(b)(3) - Financial Resources Removed 0 0 0
Rule 17Ad-22(b)(4) - Model Validation Modified 9 1287 3888000
Rule 17Ad-22(b)(6) - Portfolio Size and Transaction Volume Restrictions Removed 0 0 0
Rule 17Ad-22(b)(7) - Net Capital Restrictions Removed 0 0 0
Rule 17Ad-22(c) New 10 1370 0
Rule 17Ad-22(c)(1) - Record of Financial Resources Modified 9 72 0
Rule 17Ad-22(c)(2) Modified 10 3330 5000000
Rule 17Ad-22(d)(1) - Transparent and Enforceable Rules and Procedures Removed 0 0 0
Rule 17Ad-22(d)(10) - Immobilization and Dematerialization of Stock Certificates Removed 0 0 0
Rule 17Ad-22(d)(11) - Default Procedures Removed 0 0 0
Rule 17Ad-22(d)(12) - Timing of Settlement Finality Removed 0 0 0
Rule 17Ad-22(d)(13) - Delivery Versus Payment Removed 0 0 0
Rule 17Ad-22(d)(14) - Risk Controls to Address Participant's Failure to Settle Removed 0 0 0
Rule 17Ad-22(d)(15) - Identification and Management of Physical Delivery Risks Removed 0 0 0
Rule 17Ad-22(d)(2) - Participation Requirements Removed 0 0 0
Rule 17Ad-22(d)(3) - Custody of Assets and Investment Risk Removed 0 0 0
Rule 17Ad-22(d)(4) - Identification and Mitigation of Operational Risk Removed 0 0 0
Rule 17Ad-22(d)(5) - Money Settlement Risks Removed 0 0 0
Rule 17Ad-22(d)(6) - Cost-Effectiveness Removed 0 0 0
Rule 17Ad-22(d)(7) - Links Removed 0 0 0
Rule 17Ad-22(d)(8) - Governance Removed 0 0 0
Rule 17Ad-22(d)(9) - Information on Services Removed 0 0 0
Rule 17Ad-23 - Clearing Agency Policies and Procedures to Protect the Confidentiality of Trading Information of Clearing Agency Participants Removed 0 0 0
Rule 17Ad-25 - Clearing Agency Procedures to Identify and Address Conflicts of Interest Removed 0 0 0
Rule 17Ad-26 - Standards for Board or Board Committee Directors Removed 0 0 0
Rule 17Aj-1 - Dissemination of Pricing and Valuation Information by Security-Based Swap Clearing Agencies that Perform Central Counterparty Services Removed 0 0 0
Rule 3Cj-1(b) - Designation of Chief Compliance Officer Removed 0 0 0
Rules 17Ad-22(b)(1)-(3) and (d)(1)-(15) Modified 10 980 0
Rules 17Ad-22(b)(5)-(7) Modified 9 990 0
Total burden requested under this ICR: 57 8029 8888000  
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