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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
Rule 17Ad-22(b)(2) - Margin Requirements
Removed
0
0
0
Rule 17Ad-22(b)(3) - Financial Resources
Removed
0
0
0
Rule 17Ad-22(b)(4) - Model Validation
Modified
9
1287
3888000
Rule 17Ad-22(b)(6) - Portfolio Size and Transaction Volume Restrictions
Removed
0
0
0
Rule 17Ad-22(b)(7) - Net Capital Restrictions
Removed
0
0
0
Rule 17Ad-22(c)
New
10
1370
0
Rule 17Ad-22(c)(1) - Record of Financial Resources
Modified
9
72
0
Rule 17Ad-22(c)(2)
Modified
10
3330
5000000
Rule 17Ad-22(d)(1) - Transparent and Enforceable Rules and Procedures
Removed
0
0
0
Rule 17Ad-22(d)(10) - Immobilization and Dematerialization of Stock Certificates
Removed
0
0
0
Rule 17Ad-22(d)(11) - Default Procedures
Removed
0
0
0
Rule 17Ad-22(d)(12) - Timing of Settlement Finality
Removed
0
0
0
Rule 17Ad-22(d)(13) - Delivery Versus Payment
Removed
0
0
0
Rule 17Ad-22(d)(14) - Risk Controls to Address Participant's Failure to Settle
Removed
0
0
0
Rule 17Ad-22(d)(15) - Identification and Management of Physical Delivery Risks
Removed
0
0
0
Rule 17Ad-22(d)(2) - Participation Requirements
Removed
0
0
0
Rule 17Ad-22(d)(3) - Custody of Assets and Investment Risk
Removed
0
0
0
Rule 17Ad-22(d)(4) - Identification and Mitigation of Operational Risk
Removed
0
0
0
Rule 17Ad-22(d)(5) - Money Settlement Risks
Removed
0
0
0
Rule 17Ad-22(d)(6) - Cost-Effectiveness
Removed
0
0
0
Rule 17Ad-22(d)(7) - Links
Removed
0
0
0
Rule 17Ad-22(d)(8) - Governance
Removed
0
0
0
Rule 17Ad-22(d)(9) - Information on Services
Removed
0
0
0
Rule 17Ad-23 - Clearing Agency Policies and Procedures to Protect the Confidentiality of Trading Information of Clearing Agency Participants
Removed
0
0
0
Rule 17Ad-25 - Clearing Agency Procedures to Identify and Address Conflicts of Interest
Removed
0
0
0
Rule 17Ad-26 - Standards for Board or Board Committee Directors
Removed
0
0
0
Rule 17Aj-1 - Dissemination of Pricing and Valuation Information by Security-Based Swap Clearing Agencies that Perform Central Counterparty Services
Removed
0
0
0
Rule 3Cj-1(b) - Designation of Chief Compliance Officer
Removed
0
0
0
Rules 17Ad-22(b)(1)-(3) and (d)(1)-(15)
Modified
10
980
0
Rules 17Ad-22(b)(5)-(7)
Modified
9
990
0
Total burden requested under this ICR:
57
8029
8888000
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