Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
ANC broker-dealers: Amendment to paragraph (a)(24) Modified 10 317 0
Broker-dealer SBSDs and broker-dealer MSBSPs: Amendments to paragraphs (a)(25), (a)(28), and (a)(30) Modified 17 1615 0
Broker-dealer SBSDs only: Amendments to paragraphs (a)(26), (a)(27), and (a)(29) Modified 16 1520 0
Rule 17a-3(a)(16) Modified 150 4050 0
Rule 17a-3(a)(23) Part II Removed 0 0 0
Rule 17a-3; Records to be Made by Certain Exchange Members, Brokers and Dealers Modified 4545 2636100 16384725
Security-based swap activities: Amendments to paragraphs (a)(1), (a)(3), (a)(5), (a)(6), (a)(7), (a)(8), and (a)(9) Modified 42 2184 0
Total burden requested under this ICR: 4780 2645786 16384725  
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