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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
ANC broker-dealers: Amendment to paragraph (a)(24)
Modified
10
317
0
Broker-dealer SBSDs and broker-dealer MSBSPs: Amendments to paragraphs (a)(25), (a)(28), and (a)(30)
Modified
17
1615
0
Broker-dealer SBSDs only: Amendments to paragraphs (a)(26), (a)(27), and (a)(29)
Modified
16
1520
0
Rule 17a-3(a)(16)
Modified
150
4050
0
Rule 17a-3(a)(23) Part II
Removed
0
0
0
Rule 17a-3; Records to be Made by Certain Exchange Members, Brokers and Dealers
Modified
4545
2636100
16384725
Security-based swap activities: Amendments to paragraphs (a)(1), (a)(3), (a)(5), (a)(6), (a)(7), (a)(8), and (a)(9)
Modified
42
2184
0
Total burden requested under this ICR:
4780
2645786
16384725
To view an IC, click on IC Title