Skip to main content
An official website of the United States government
The .gov means it's official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you're on a federal government site.
The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.
Search:
Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
ANC broker-dealers: Amendment to paragraph (b)(1)
New
10
103
1200
Broker-dealer SBSDs and broker-dealer MSBSPs: Amendment to paragraph (b)(1) and new paragraphs (b)(15) and (b)(16)
New
17
878
10200
Broker-dealer SBSDs: Amendment to paragraph (b)(1)
New
16
496
5760
Paragraph (b)(11) of Rule 17a-4
Modified
150
450
0
Rule 17a-4; Records to be Preserved by Certain Exchange Members, Brokers and Dealers
Modified
4545
1154430
22725000
Security-based swap activities: Amendments to paragraphs (b)(8)(v)-(viii) and new paragraphs (b)(8)(xvi) and (b)(14)
New
42
1302
15120
Telephonic communications: Amendment to paragraph (b)(4)
New
17
176
34000
Total burden requested under this ICR:
4797
1157835
22791280
To view an IC, click on IC Title