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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
Rule 17a-11 - amendment 1 to (c)(5)
Removed
0
0
0
Rule 17a-11 - amendment 2 to (c)(5)
Removed
0
0
0
Rule 17a-11 - amendment to (b)(1)
Removed
0
0
0
Rule 17a-11(b)–(f) – Notification Provisions for Broker and Dealers
Modified
497
497
0
Rule 17a-11(c)(5) – Monthly Stock Loan/Borrow Notice
Modified
72
272
0
Rule 17a-11(e) – Notice of Insufficient Liquidity Reserve
New
1
1
0
Rule 17a-11(f) – Notice of Failure to Deposit in Rule 18a-4 Account
New
100
100
0
Rule 17a-11(g) – Notices Filed by Exchanges and National Securities Associations
New
10
10
0
Total burden requested under this ICR:
680
880
0
To view an IC, click on IC Title