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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
Customer Protection - Reserves and Custody of Securities (17 CFR 240.15c3-3)
Removed
0
0
0
Reference Removal - Note G (annual)
Modified
72
18
0
Reference Removal - Note G (initial)
Modified
72
24
0
Rule 15c3-3 - amend/update PAB agreement
Modified
62
414
0
Rule 15c3-3 Part 2
Removed
0
0
0
Rule 15c3-3(a)(16)
Modified
682
4547
0
Rule 15c3-3(b)(5) - draft/update notice
Modified
62
206
41334
Rule 15c3-3(b)(5) - notices to affected customers
Modified
52
3
8
Rule 15c3-3(e) - daily
New
750
1875
0
Rule 15c3-3(e) - monthly
New
24
60
0
Rule 15c3-3(e) - updates
New
31
930
0
Rule 15c3-3(e) - weekly computations
New
2964
7410
0
Rule 15c3-3(e) Part 1
Removed
0
0
0
Rule 15c3-3(e) Part 2
Removed
0
0
0
Rule 15c3-3(e)(3) - daily computations
New
3000
7500
0
Rule 15c3-3(e)(3) - monthly
New
600
1500
0
Rule 15c3-3(e)(3) - weekly
New
8424
21060
0
Rule 15c3-3(f) - notice
Modified
29
15
0
Rule 15c3-3(f) - obtain new letter
Modified
87
87
0
Rule 15c3-3(j)(1) - annual
Modified
159
1590
0
Rule 15c3-3(j)(2) - annual
Modified
6322794
421520
0
Rule 15c3-3(j)(2) - initial
Modified
159
10600
1060000
Rule 15c3-3(o)(3)
Modified
254122
12706
124520
Rules 15c3-3(o)(2)
New
1270617
63531
622602
Total burden requested under this ICR:
7864762
555596
1848464
To view an IC, click on IC Title