Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Customer Protection - Reserves and Custody of Securities (17 CFR 240.15c3-3) Removed 0 0 0
Reference Removal - Note G (annual) Modified 72 18 0
Reference Removal - Note G (initial) Modified 72 24 0
Rule 15c3-3 - amend/update PAB agreement Modified 62 414 0
Rule 15c3-3 Part 2 Removed 0 0 0
Rule 15c3-3(a)(16) Modified 682 4547 0
Rule 15c3-3(b)(5) - draft/update notice Modified 62 206 41334
Rule 15c3-3(b)(5) - notices to affected customers Modified 52 3 8
Rule 15c3-3(e) - daily New 750 1875 0
Rule 15c3-3(e) - monthly New 24 60 0
Rule 15c3-3(e) - updates New 31 930 0
Rule 15c3-3(e) - weekly computations New 2964 7410 0
Rule 15c3-3(e) Part 1 Removed 0 0 0
Rule 15c3-3(e) Part 2 Removed 0 0 0
Rule 15c3-3(e)(3) - daily computations New 3000 7500 0
Rule 15c3-3(e)(3) - monthly New 600 1500 0
Rule 15c3-3(e)(3) - weekly New 8424 21060 0
Rule 15c3-3(f) - notice Modified 29 15 0
Rule 15c3-3(f) - obtain new letter Modified 87 87 0
Rule 15c3-3(j)(1) - annual Modified 159 1590 0
Rule 15c3-3(j)(2) - annual Modified 6322794 421520 0
Rule 15c3-3(j)(2) - initial Modified 159 10600 1060000
Rule 15c3-3(o)(3) Modified 254122 12706 124520
Rules 15c3-3(o)(2) New 1270617 63531 622602
Total burden requested under this ICR: 7864762 555596 1848464  
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