Skip to main content
An official website of the United States government
The .gov means it's official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you're on a federal government site.
The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.
Search:
Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
Rule 17a-4(b)(11) Record preservation requirements
Unchanged
150
450
0
Rule 17a-4(e)(10), Maintenance of Records in Connection with Rule 17a-14 and Form CRS
New
2857
94
0
Rule 17a-4(e)(5), New or Modified Documents Being Added to a Record Retention System in Connection with Regulation BI
New
475999056
5291523
0
Rule 17a-4(e)(5), Ongoing Recordkeeping in Connection with Regulation Best Interest
New
9520001
317333
0
Rule 17a-4; Records to be Preserved by Certain Exchange Members, Brokers and Dealers
Unchanged
4104
1042416
20520000
Total burden requested under this ICR:
485526168
6651816
20520000
To view an IC, click on IC Title