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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
Rule 17a-4(b)(11) Record preservation requirements
Unchanged
150
450
0
Rule 17a-4(e)(10), Maintenance of Records in Connection with Rule 17a-14 and Form CRS
New
2766
277
0
Rule 17a-4(e)(5), New or Modified Documents Being Added to a Record Retention System in Connection with Regulation BI
New
676638282
4533476
0
Rule 17a-4(e)(5), Ongoing Recordkeeping in Connection with Regulation Best Interest
New
407998830
4487987
0
Rule 17a-4; Records to be Preserved by Certain Exchange Members, Brokers and Dealers
Unchanged
4104
1042416
20520000
Total burden requested under this ICR:
1084644132
10064606
20520000
To view an IC, click on IC Title