Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
Rule 17a-4(b)(11) Record preservation requirements Unchanged 150 450 0
Rule 17a-4(e)(10), Maintenance of Records in Connection with Rule 17a-14 and Form CRS New 2766 277 0
Rule 17a-4(e)(5), New or Modified Documents Being Added to a Record Retention System in Connection with Regulation BI New 676638282 4533476 0
Rule 17a-4(e)(5), Ongoing Recordkeeping in Connection with Regulation Best Interest New 407998830 4487987 0
Rule 17a-4; Records to be Preserved by Certain Exchange Members, Brokers and Dealers Unchanged 4104 1042416 20520000
Total burden requested under this ICR: 1084644132 10064606 20520000  
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