Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
NEW - Rule 15c3-3(p)(1) Special Accounts (One-Time) New 246 2460 0
NEW - Rule 15c3-3(p)(1) Special Accounts (Ongoing) New 30 900 0
NEW - Rule 15c3-3(p)(3)(iii) - Customer Reserve Computation New 2132 5330 0
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (One-Time) New 17 0 22667
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (One-Time) New 17000 944 0
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (Ongoing) New 3400 567 0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements New 16 1067 0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements New 1600 32000 0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements New 8000 53333 0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements (One-Time) New 16 0 42667
Reference Removal - Note G (annual) Modified 35 9 0
Reference Removal - Note G (initial) Modified 35 12 0
Rule 15c3-3 - amend/update PAB agreement Modified 61 407 0
Rule 15c3-3(a)(16) Modified 671 4473 0
Rule 15c3-3(b)(5) - draft/update notice Modified 61 203 40667
Rule 15c3-3(b)(5) - notices to affected customers Modified 53 3 10
Rule 15c3-3(e) - daily Unchanged 750 1875 0
Rule 15c3-3(e) - monthly Unchanged 24 60 0
Rule 15c3-3(e) - updates Modified 31 310 0
Rule 15c3-3(e) - weekly computations Modified 2912 7280 0
Rule 15c3-3(e)(3) - daily computations Unchanged 3000 7500 0
Rule 15c3-3(e)(3) - monthly Modified 492 1230 0
Rule 15c3-3(e)(3) - weekly Modified 8476 21190 0
Rule 15c3-3(f) - notice Modified 15 8 0
Rule 15c3-3(f) - obtain new letter Modified 89 89 0
Rule 15c3-3(j)(1) - annual Modified 161 1610 0
Rule 15c3-3(j)(2) - annual Modified 8082233 538816 0
Rule 15c3-3(j)(2) - initial Modified 161 10733 1073333
Rule 15c3-3(o)(3) Modified 98940 4947 54417
Rules 15c3-3(o)(2) Modified 494701 24735 272086
Total burden requested under this ICR: 8725358 722091 1505847  
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