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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
NEW - Rule 15c3-3(p)(1) Special Accounts (One-Time)
New
246
2460
0
NEW - Rule 15c3-3(p)(1) Special Accounts (Ongoing)
New
30
900
0
NEW - Rule 15c3-3(p)(3)(iii) - Customer Reserve Computation
New
2132
5330
0
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (One-Time)
New
17
0
22667
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (One-Time)
New
17000
944
0
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (Ongoing)
New
3400
567
0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements
New
16
1067
0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements
New
1600
32000
0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements
New
8000
53333
0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements (One-Time)
New
16
0
42667
Reference Removal - Note G (annual)
Modified
35
9
0
Reference Removal - Note G (initial)
Modified
35
12
0
Rule 15c3-3 - amend/update PAB agreement
Modified
61
407
0
Rule 15c3-3(a)(16)
Modified
671
4473
0
Rule 15c3-3(b)(5) - draft/update notice
Modified
61
203
40667
Rule 15c3-3(b)(5) - notices to affected customers
Modified
53
3
10
Rule 15c3-3(e) - daily
Unchanged
750
1875
0
Rule 15c3-3(e) - monthly
Unchanged
24
60
0
Rule 15c3-3(e) - updates
Modified
31
310
0
Rule 15c3-3(e) - weekly computations
Modified
2912
7280
0
Rule 15c3-3(e)(3) - daily computations
Unchanged
3000
7500
0
Rule 15c3-3(e)(3) - monthly
Modified
492
1230
0
Rule 15c3-3(e)(3) - weekly
Modified
8476
21190
0
Rule 15c3-3(f) - notice
Modified
15
8
0
Rule 15c3-3(f) - obtain new letter
Modified
89
89
0
Rule 15c3-3(j)(1) - annual
Modified
161
1610
0
Rule 15c3-3(j)(2) - annual
Modified
8082233
538816
0
Rule 15c3-3(j)(2) - initial
Modified
161
10733
1073333
Rule 15c3-3(o)(3)
Modified
98940
4947
54417
Rules 15c3-3(o)(2)
Modified
494701
24735
272086
Total burden requested under this ICR:
8725358
722091
1505847
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