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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
NEW - Rule 15c3-3(p)(1) Special Accounts (One-Time)
Modified
84
840
0
NEW - Rule 15c3-3(p)(1) Special Accounts (Ongoing)
Modified
12
360
0
NEW - Rule 15c3-3(p)(3)(iii) - Customer Reserve Computation
Modified
728
1820
0
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (One-Time)
Modified
3
0
4620
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (One-Time)
Modified
3000
167
0
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (Ongoing)
Modified
600
100
0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements
Modified
300
6000
0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements
Modified
3
200
0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements
Modified
1500
10000
0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements (One-Time)
Modified
3
0
9240
Reference Removal - Note G (annual)
Modified
31
8
0
Reference Removal - Note G (initial)
Modified
31
10
0
Rule 15c3-3 - amend/update PAB agreement
Modified
93
620
0
Rule 15c3-3(a)(16)
Modified
1023
6820
0
Rule 15c3-3(b)(5) - draft/update notice
Modified
93
310
71610
Rule 15c3-3(b)(5) - notices to affected customers
Modified
55
3
12
Rule 15c3-3(e) - daily
Modified
2750
6875
0
Rule 15c3-3(e) - monthly
Modified
60
150
0
Rule 15c3-3(e) - updates
Modified
1
0
0
Rule 15c3-3(e) - weekly computations
Modified
4004
10010
0
Rule 15c3-3(e)(3) - daily computations
Modified
3750
9375
0
Rule 15c3-3(e)(3) - monthly
Modified
372
930
0
Rule 15c3-3(e)(3) - weekly
Modified
8372
20930
0
Rule 15c3-3(f) - notice
Modified
15
8
0
Rule 15c3-3(f) - obtain new letter
Modified
139
139
0
Rule 15c3-3(j)(1) - annual
Modified
142
1420
0
Rule 15c3-3(j)(2) - annual
Modified
12837565
855838
0
Rule 15c3-3(j)(2) - initial
Modified
142
9467
1093400
Rule 15c3-3(o)(3)
Modified
622016
31101
391870
Rules 15c3-3(o)(2)
Modified
3110078
155504
1959349
Total burden requested under this ICR:
16596965
1129005
3530101
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