Information Collection List

IC Title Status Responses Hours Dollars Document Type Form No. Form Name
NEW - Rule 15c3-3(p)(1) Special Accounts (One-Time) Modified 84 840 0
NEW - Rule 15c3-3(p)(1) Special Accounts (Ongoing) Modified 12 360 0
NEW - Rule 15c3-3(p)(3)(iii) - Customer Reserve Computation Modified 728 1820 0
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (One-Time) Modified 3 0 4620
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (One-Time) Modified 3000 167 0
NEW - Rule 15c3-3(p)(4)(i) - Counterparty Notice (Ongoing) Modified 600 100 0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements Modified 300 6000 0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements Modified 3 200 0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements Modified 1500 10000 0
NEW - Rule 15c3-3(p)(4)(ii) - Subordination Agreements (One-Time) Modified 3 0 9240
Reference Removal - Note G (annual) Modified 31 8 0
Reference Removal - Note G (initial) Modified 31 10 0
Rule 15c3-3 - amend/update PAB agreement Modified 93 620 0
Rule 15c3-3(a)(16) Modified 1023 6820 0
Rule 15c3-3(b)(5) - draft/update notice Modified 93 310 71610
Rule 15c3-3(b)(5) - notices to affected customers Modified 55 3 12
Rule 15c3-3(e) - daily Modified 2750 6875 0
Rule 15c3-3(e) - monthly Modified 60 150 0
Rule 15c3-3(e) - updates Modified 1 0 0
Rule 15c3-3(e) - weekly computations Modified 4004 10010 0
Rule 15c3-3(e)(3) - daily computations Modified 3750 9375 0
Rule 15c3-3(e)(3) - monthly Modified 372 930 0
Rule 15c3-3(e)(3) - weekly Modified 8372 20930 0
Rule 15c3-3(f) - notice Modified 15 8 0
Rule 15c3-3(f) - obtain new letter Modified 139 139 0
Rule 15c3-3(j)(1) - annual Modified 142 1420 0
Rule 15c3-3(j)(2) - annual Modified 12837565 855838 0
Rule 15c3-3(j)(2) - initial Modified 142 9467 1093400
Rule 15c3-3(o)(3) Modified 622016 31101 391870
Rules 15c3-3(o)(2) Modified 3110078 155504 1959349
Total burden requested under this ICR: 16596965 1129005 3530101  
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