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Agenda
Reg Review
ICR
Information Collection List
IC Title
Status
Responses
Hours
Dollars
Document Type
Form No.
Form Name
Rule 17a-11(g) – Notices Filed by National Securities Exchanges and Associations with respect to Paragraph (f) of Rule 17a-11
Modified
5
5
0
Rule 17a-11(a)-(e) Notification Provisions for Broker-Dealers
Modified
86
86
0
Rule 17a-11(b)(5) - Monthly Stock Loan/Borrow Reports
Modified
72
72
0
Rule 17a-11(f) – Notice of Failure to Deposit in Rule 15c3-3(p) Account
Modified
100
100
0
Rule 17a-11(g) - Notices Filed by National Securities Exchanges and Associations with respect to Paragraphs (a)-(e) of Rule 17a-11
Modified
11
11
0
Total burden requested under this ICR:
274
274
0
To view an IC, click on IC Title