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Agenda
Reg Review
ICR
ICR Documents
Supporting Statement A
Document
Date Uploaded
Form ADV-W Supporting Statement (6-24-11).docx
06/30/2011
Supporting Statement B
Document
Date Uploaded
Supplementary Documents
Title
Document
Document Type
Date Uploaded
Public Comments
Author Name
Comment Document
Author Affiliation
Sponsoring Org.
Type
Category
Date of Comment
Date Comment Received
Anonymous
Shearman.pdf
Shearman
Email
Simple
01/24/2011
01/24/2011
Anonymous
NYSBA Committee.pdf
NYSBA
Letter
Simple
04/01/2011
04/01/2011
Anonymous
NRS.pdf
NRS
Letter
Simple
01/24/2011
01/24/2011
Anonymous
NASAA.pdf
NASAA
Letter
Simple
02/10/2011
02/10/2011
Anonymous
MFA.pdf
MFA
Email
Simple
01/24/2011
01/24/2011
Anonymous
Seward.pdf
Seward
Letter
Simple
01/31/2011
01/31/2011
Schnase,
schnase.pdf
Email
Simple
12/23/2010
12/23/2010
Anonymous
Sadis.pdf
Sadis
Letter
Simple
01/21/2011
01/21/2011
Anonymous
Pickard.pdf
Pickard
Letter
Simple
01/21/2011
01/01/2011
Dezellem,
Dezellem.pdf
Email
Simple
01/01/2011
01/01/2011
Anonymous
CMC.pdf
CMC
Email
Simple
02/08/2011
02/08/2011
Anonymous
Altruist.pdf
Altruist
Letter
Simple
12/12/2010
12/12/2010
Anonymous
ABA.pdf
ABA
Email
Simple
01/31/2011
01/31/2011
Klein,
Klein.htm
Email
Simple
11/30/2010
11/30/2010
Anonymous
ICI.pdf
ICI
Letter
Simple
01/24/2011
01/24/2011
Anonymous
FSI.pdf
FSI
Email
Simple
01/24/2011
01/24/2011
Anonymous
Dinel.pdf
Dinel
Letter
Simple
01/20/2011
01/20/2011
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.