Skip to main content
An official website of the United States government
The .gov means it's official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you're on a federal government site.
The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.
Search:
Agenda
Reg Review
ICR
ICR Documents
Supporting Statement A
Document
Date Uploaded
OMB Supporting Statement(final).doc
10/14/2011
Supporting Statement B
Document
Date Uploaded
Part 40 PRA Supporting Statement for New IC 3-2012).docx
03/13/2012
Supplementary Documents
Title
Document
Document Type
Date Uploaded
60-day FRN
60-day FRN (11-2-2010).pdf
Supplementary Document
11/02/2010
Correction
Correction to 3038 AD07.pdf
Supplementary Document
10/14/2011
30 - day FRN
30 day Federal Register.pdf
Supplementary Document
10/14/2011
Cover Sheet for Submission
Pt40Cover Sheet (FINAL).docx
Supplementary Document
10/17/2011
60-day FRN (2/15/12)
60-day-FRN (Agency Info Collec Activities (2-15-12).pdf
Supplementary Document
03/12/2012
30-day Federal Register Notice
3038-0093--30-day FRN.pdf
Supplementary Document
04/05/2012
Public Comments
Author Name
Comment Document
Author Affiliation
Sponsoring Org.
Type
Category
Date of Comment
Date Comment Received
Liddell, Roger
LCH-Clearnet-RogerLiddell1.pdf
LCH-Clearnet
Letter
Simple
12/31/2010
12/31/2010
Borchardt, Jeff C.
Kansas City BOT-JeffBorchardt1.pdf
Kansas City Board of Trade
Letter
Simple
12/30/2010
12/30/2010
Carlson, Layne
26900LayneCarlson1.pdf
MGEX
Letter
Simple
01/03/2010
01/03/2010
Donohue, Craig
26867CraigDonohue1.pdf
CME Group
Letter
Simple
01/03/2011
01/03/2011
Horwitz, Donald
OneChicago-DonaldHorwitz1.pdf
One Chicago
Letter
Simple
12/09/2010
12/09/2010
Fassler, Jill S.
ICE-JillFassler1(12-31-11).pdf
ICE
Letter
Simple
12/31/2010
12/31/2010
Navin, William H.
The Options Clearing Corp-MarcellaPomper1.pdf
The Options Clearing Corporation
Letter
Simple
01/03/2011
01/03/2011
Damgard, John
FIA-BarbaraWierzynski1.pdf
Futures Industry Association
Letter
Simple
01/03/2011
01/03/2011
Donohue, Craig
Cost Benefit Analysis Comment Letter (B).pdf
CME Group
Letter
Simple
06/03/2011
06/03/2011
Dudley, Lynn
26905LynnDudley1.pdf
The American Benefits Council
Letter
Simple
01/03/2011
01/03/2011
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.