ICR Documents

Supporting Statement A Document Date Uploaded 3038-0023 PRA Part 3 Supporting Statement Clean FINAL.doc 03/07/2012 Supporting Statement B Document Date Uploaded Supplementary Documents Title Document Document Type Date Uploaded Final Rule 3038-0023-FINAL RULE (2-24-12).pdf Supplementary Document 03/29/2012 Form 7R (redline) Form7-R redline (10-2012) 20121004.docx Supplementary Document 10/10/2012 Form 8R (redline) Form 8-R order enterer redline (10-2012) 20121005.docx Supplementary Document 10/10/2012 Letter of Justification for Form 7R Form 7-R Change Explanation (10-2012).doc Justification for No Material/Nonsubstantive Change 10/10/2012 Letter of Justification for Form 8R Form 8-R Change Explanation (10-2012).doc Justification for No Material/Nonsubstantive Change 10/10/2012 Public Comments Author Name Comment Document Author Affiliation Sponsoring Org. Type Category Date of Comment Date Comment Received McMillan, Karrie 42191KarrieMcMillan6 (Comment Ltr).pdf Investment Company Institute ICI) Letter Simple 04/12/2011 04/12/2011 Grady, John 42178JohnGrady2 (Comment Ltr) CPOCTA Final Rule.pdf Steben & Company Letter Simple 04/12/2011 04/12/2011 Kaswell, Stuart J. 42180StuartKaswell(Comment Ltr) CPOCTA Final Rule.pdf Managed Funds Association Letter Simple 04/12/2011 04/12/2011