ICR Documents

Supporting Statement A Document Date Uploaded PRA - SCI - Adopting Rule Final 5-19-15.pdf 05/21/2015 Supporting Statement B Document Date Uploaded Supplementary Documents Title Document Document Type Date Uploaded Public Comments Author Name Comment Document Author Affiliation Sponsoring Org. Type Category Date of Comment Date Comment Received Swanson, Eric BATS.pdf Secretary BATS Letter Simple 07/10/2013 07/10/2013 Zinn, Daniel OTC Markets.pdf General Counsel OTC Markets Group Inc. Other -- Electronic Submission Simple 09/12/2013 09/12/2013 Anerella, Roger UBS.pdf Managing Director Global Head of Securities Execution Services UBS Letter Simple 07/26/2013 07/26/2013 Tamayo, Raymond OCC.pdf Chief Information Officer OCC Email Simple 07/08/2013 07/08/2013 Reed, Norman Omgeo.pdf General Counsel Omgeo LLC Email Simple 07/08/2013 07/08/2013 Goldstone, Jay MSRB.pdf Chairman MSRB Letter Simple 07/28/2013 07/28/2013 McGinness, Janet Nyse euronext.pdf EVP & Corporate Secretary NYSE EURONEXT Letter Simple 07/09/2013 07/09/2013 Simon, Michael ISE.pdf Secretary ISE Letter Simple 07/08/2013 07/08/2013 SROs, Various Joint sro.pdf BATS, BOX, CBOE, C2 Options Exchange, Inc., Chicago Stock Exchange, Inc., EDGA, EDGX, FINRA, ISE, MIami International Securities, NASDAQ , National Stock Exchange, NYSE Email Simple 07/30/2013 07/30/2013 Adamczyk, Joseph CME Letter.pdf Executive Director, Associate General Counsel CME Group Email Simple 07/08/2013 07/08/2013 Asquith, Marcia Finra.pdf Senior Vice President and Corporate Secretary FINRA Email Simple 07/08/2013 07/08/2013