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Agenda
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ICR
View Information Collection (IC)
View Information Collection (IC)
IC Title:
SUPPLEMENTAL CURRENT FINANCIAL AND OPERATIONAL REPORTS TO BE MADE BY CERTAIN EXHCHANGE MEMBERS, BROKERS, AND DEALERS. RULE 17A-11 (17 CFR 240.17A-11)
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Migrated
Obligation to Respond:
Mandatory
CFR Citation:
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form
240.17A-11
No
No
Form
RULE NO.
No
No
Form
17 CFR
No
No
Form
RULE 17A-11
No
No
Federal Enterprise Architecture Business Reference Module
Line of Business:
Subfunction:
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
600
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
0 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
1,200
0
0
0
0
1,200
Annual IC Time Burden (Hours)
6,600
0
0
0
0
6,600
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.
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