View Information Collection (IC)

View Information Collection (IC)

Form ADV
 
No Modified
 
Mandatory
 
17 CFR 279.1 17 CFR 279.204-4 17 CFR 275.204-1 17 CFR 275.203-1

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction SEC 1707 Form ADV- Instructions formadv-instructions.pdf http://www.sec.gov/about/forms/formadv.pdf Yes Yes Fillable Fileable
Form SEC 1707 Form ADV formadv.pdf Yes Yes Fillable Fileable
Form SEC 1707 ADV Execution formadv-execution.pdf Yes Yes Fillable Fileable
Form SEC 1707 Form ADV Part 1 formadv-part1a.pdf Yes Yes Fillable Fileable
Form SEC 1707 Form ADV Part 2 formadv-part2.pdf Yes Yes Fillable Fileable
Form SEC 1707 Form ADV Part 1B Form-ADV-Part-1B.pdf Yes Yes Fillable Fileable

Economic Development Financial Sector Oversight

SEC 50-Investment Adviser Records  66 FR 7820

14,514 696
   
Private Sector Businesses or other for-profits
 
   100 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 14,514 0 0 998 0 13,516
Annual IC Time Burden (Hours) 329,436 0 175,034 0 0 154,402
Annual IC Cost Burden (Dollars) 8,528,875 0 0 4,928,875 0 3,600,000

Title Document Date Uploaded
Proposed Changes ADV Proposed Changes -appendix-a (2).pdf 01/05/2016
Proposed Changes ADV Proposed Changes-appendix-b.pdf 01/05/2016
Proposed Chages ADV Proposed Changes appendix-c.pdf 01/05/2016
Proposed Changes ADV Proposed Changes -appendix-d.pdf 01/05/2016
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.