View Information Collection (IC)

View Information Collection (IC)

Part 40, Provisions Common To Registered Entities
 
No Modified
 
Mandatory
 
17 CFR 40.2, 40.3, 40.5, 40.6, 40.10

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

General Government Executive Functions

 

70 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 7,000 0 3,500 0 0 3,500
Annual IC Time Burden (Hours) 14,000 0 13,927 0 0 73
Annual IC Cost Burden (Dollars) 0 0 -490,000 0 0 490,000

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