View Information Collection (IC)

View Information Collection (IC)

Requirements for Derivative Clearing Organizations
 
No Modified
 
Mandatory
 
17 CFR 39.14 17 CFR 39.13 17 CFR 39.15 17 CFR 39.3 17 CFR 39.16 17 CFR 39.18 17 CFR 39.12 17 CFR 39.20

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction Form DCO Form DCO 2023 Proposed Form DCO (Recovery and Wind-down NPRM).pdf Yes Yes Fillable Fileable
Form and Instruction Subpart C Election Form Subpart C Election Form 2023 Proposed Subpart C Election Form (Recovery and Wind-down NPRM).pdf Yes Yes Fillable Fileable

General Government Executive Functions

Enterprise Surveillance, Oversight & Risk Monitoring System  77 FR 58814

86 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 22,512 0 -66 0 0 22,578
Annual IC Time Burden (Hours) 66,791 0 3,480 0 0 63,311
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.