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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.
Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0925-0001
ICR Reference No:
200111-0925-001
Status:
Historical Active
Previous ICR Reference No:
200109-0925-002
Agency/Subagency:
HHS/NIH
Agency Tracking No:
Title:
Research and Research Training Grant Applications and Related Forms
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
01/24/2002
Retrieve Notice of Action (NOA)
Date Received in OIRA:
11/26/2001
Terms of Clearance:
As clarified in conversations between OMB and NIH on Dec. 26, 2001 and Jan. 11, 2002, this approval covers the Adverse Events Reporting Requirements. The Research and Research Training grant applications and related forms were previously approved through 5/2004 and were not reviewed as part of this submission. Within three years of the effective date of these adverse event reporting guidelines, (i.e. prior to 5/2004) NIH shall report to OMB on the utility and burden of the reporting requirements in the new adverse event reporting guidelines. Before April 30, 2002 NIH and OMB shall meet to discuss the best way to ensure meaningful OMB review and public comment on this package and 0925-0002. NIH will be prepared to resubmit this package if changes are deemed necessary following these meetings.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
05/31/2004
05/31/2004
05/31/2004
Responses
114,407
0
114,407
Time Burden (Hours)
1,376,468
0
1,377,548
Cost Burden (Dollars)
480,000
0
480,000
Abstract:
PHS 398 and 2590 are used to apply for research project grants, Reserch Career awards (RCA), Institutional National Research Service Awards and SBIR/STTR Awards. PHS 2271 is used for NRSA. Some RCA programs and research supplements; PHS 3734 is used when research project is transferring to another institution and HHS 568 is used to report inventions made during course of work under grant award. By signing the application the instution and investigator assure and certify to the Federal Government full compliance with all applicable Federal laws, regulations and policies, including reporting of all significant adverse . . . .
Authorizing Statute(s):
None
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Federal Register Notices & Comments
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Research and Research Training Grant Applications and Related Forms
PHS-398, PHS-2590, PHS-2271, PHS-3734, HHS-568
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
114,407
114,407
0
0
0
0
Annual Time Burden (Hours)
1,376,468
1,377,548
0
-1,080
0
0
Annual Cost Burden (Dollars)
480,000
480,000
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Short Statement:
Annual Cost to Federal Government:
$0
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
Uncollected
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
Uncollected
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
Uncollected
Is this ICR related to the Pandemic Response?
Uncollected
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
11/26/2001
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