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View Information Collection (IC) List
View Supporting Statement and Other Documents
Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0651-0032
ICR Reference No:
200702-0651-008
Status:
Historical Active
Previous ICR Reference No:
200509-0651-002
Agency/Subagency:
DOC/PTO
Agency Tracking No:
Title:
Initial Patent Applications
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
06/05/2007
Retrieve Notice of Action (NOA)
Date Received in OIRA:
02/28/2007
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
06/30/2010
36 Months From Approved
06/30/2007
Responses
543,591
0
454,287
Time Burden (Hours)
10,677,624
0
4,171,568
Cost Burden (Dollars)
243,201,076
0
575,550,000
Abstract:
This information collection is necessary to conduct a thorough examination of patent applications, in accordance with 35 U.S.C. 131 and 37 CFR 1.16 through 1.84. An applicant must provide sufficient information so the USPTO can properly examine the application to determine whether it meets the requirements outlined in the patent statutes and regulations. This collection covers new original utility, plant, design, provisional, continued prosecution applications (design) and provisional applications, in addition to petitions. The utility, design, and provisional applications can be filed electronically. Two new fees from the Consolidated Appropriations Act, 2005, five existing fees and surcharges previously overlooked, and one petition that was previously overlooked are being added to the collection at this time. The USPTO believes that the primary respondents to this information collection will be individuals or households.
Authorizing Statute(s):
US Code:
35 USC 131
Citations for New Statutory Requirements:
US Code: 35 USC 41(d)(1)(D) Name of Law: Consolidated Appropriations Act
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
71 FR 53669
09/12/2006
30-day Notice:
Federal Register Citation:
Citation Date:
72 FR 8355
02/26/2007
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
18
IC Title
Form No.
Form Name
Continuation/Divisional of an International Application - No Application Data Sheet
PTO/SB/01, PTO/SB/102, PTO/SB/106, PTO/SB/110, PTO/SB/101, PTO/SB/02LR, PTO/SB/103, PTO/SB/104, PTO/SB/105, PTO/SB/109, PTO/SB/13/PCT, PTO/SB/107, PTO/SB/02A and PTO/SB/02B, PTO/SB/108, PTO/SB/04
Declaration for Utility or Design Patent Application (37 CFR 1.63)
,
Declaration - Additional Inventors-Supplemental Sheet and Declaration - Supplemental Priority Data Sheet
,
Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 117) on Behalf of a Deceased or Incapacitated Inventor
,
Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67)
,
Declaration and Power of Attorney for Patent Application - Chinese Language Declaration
,
Declaration and Power of Attorney for Patent Application
,
Declaration and Power of Attorney for Patent Application
,
Declaration and Power of Attorney for Patent Application - Italian Language Declaration
,
Declaration and Power of Attorney for Patent Application - French Language Declaration
,
Declaration and Power of Attorney for Patent Application - Japanese Language Declaration
,
Declaration and Power of Attorney for Patent Application - Russian Language Declaration
,
Declaration and Power of Attorney for Patent Application - Swedish Language Declaration
,
Declaration and Power of Attorney for Patent Application - Spanish Language Declaration
,
Declaration and Power of Attorney for Patent Application - Korean Language Declaration
,
Request for Filing a Continuation or Division of an International Application
Continued Prosecution Applications - Design (Request Transmittal and Receipt)
PTO/SB/29, PTO/SB/29A
For Design Applications Only: Continued Prosecution Application (CPA) Request Transmittal
,
For Design Applications Only Receipt for Facsimile Transmitted CPA
Design Continuation-in-Part Applications
PTO/SB/02LR, PTO/SB/18, PTO/SB/17, PTO/SB/04, PTO/SB/01, PTO/SB/02A and PTO/SB/02B
Declaration for Utility or Design Patent Application (37 CFR 1.63)
,
Declaration - Additional Inventors - Supplemental Sheet and Declaration - Supplemental Priority Data Sheet
,
Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 11) on Behalf of a Deceased or Incapacitated Inventor
,
Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67)
,
Design Patent Application Transmittal
,
Fee Transmittal Form
Design Continuation/Divisional Applications
PTO/SB/18, PTO/SB/17
Design Patent Application Transmittal
,
Fee Transmittal Form
Original New Design Applications - Application Data Sheet
PTO/SB/01A, PTO/SB/14, PTO/SB/17
Application Data Sheet 37 CFR 1.76
,
Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)
,
Fee Transmittal Form
Original New Design Applications - No Application Data Sheet
PTO/SB/02LR, PTO/SB/01, PTO/SB/106, PTO/SB/105, PTO/SB/18, PTO/SB/17, PTO/SB/02A and PTO/SB/02B, PTO/SB/04
Declaration for Utility or Design Patent Application (37 CFR 1.63)
,
Declaration - Additional Inventors-Supplemental Sheet and Declaration - Supplemental Priority Data Sheet
,
Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 117) on Behalf of a Deceased or Incapacitated Inventor
,
Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67)
,
Declaration and Power of Attorney for Patent Application
,
Declaration and Power of Attorney for Patent Application
,
Design Patent Application Transmittal
,
Fee Transmittal Form
Original New Plant Applications - Application Data Sheet
PTO/SB/17, PTO/SB/14, PTO/SB/03A
Application Data Sheet 37 CfR 1.76
,
Declaration (37 CFR 1.63) for Plant Application Using an Application Data Sheet (37 CFR 1.76)
,
Fee Transmittal Form
Original New Plant Applications - No Application Data Sheet
PTO/SB/03, PTO/SB/02LR, PTO/SB/19, PTO/SB/109, PTO/SB/17
Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 117) on Behalf of a Deceased or Incapacitated Inventor
,
Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.63)
,
Declaration and Power of Attorney for Patent Application
,
Plant Patent Application Transmittal
,
Fee Transmittal Forms
Original New Utility Applications - Application Data Sheet
PTO/SB/01A, PTO/SB/17, PTO/SB/14
Application Data Sheet 37 CFR 1.76
,
Declaration (37 CFR 1.63) for Utility or Design Application Using an Application Data Sheet (37 CFR 1.76)
,
Fee Transmittal Form
Original New Utility Applications - No Application Data Sheet
PTO/SB/108, PTO/SB/05, PTO/SB/102, PTO/SB/02A and PTO/SB/02B, PTO/SB/04, PTO/SB/01, PTO/SB/104, PTO/SB/110, PTO/SB/17, PTO/SB/109, PTO/SB/103, PTO/SB/02LR, PTO/SB/106, PTO/SB/105, PTO/SB/107, PTO/SB/101
Declaration for Utility or Design Patent Application (37 CFR 1.63)
,
Declaration - Additional Inventors-Supplemental Sheet and Declaration - Supplemental Priority Data Sheet
,
Declaration Supplemental Sheet for Legal Representatives (35 U.S.C 117) on Behalf of a Deceased or Incapacitated Inventor
,
Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67)
,
Declaration and Power of Attorney for Patent Application - Chinese Language Declaration
,
Declaration and Power of Attorney for Patent Application - Dutch Language Declaration
,
Declaration and Power of Attorney for Patent Application - German Language Declaration
,
Declaration and Power of Attorney for Patent Application - Italian Language Declaration
,
Declaration and Power of Attorney for Patent Application - French Language Declaration
,
Declaration and Power of Attorney for Patent Application - Japanese Language Declaration
,
Declaration and Power of Attorney for Patent Application - Russian Language Declaration
,
Declaration and Power of Attorney for Patent Application
,
Declaration and Power of Attorney for Patent Application
,
Declaration and Power of Attorney for Patent Application
,
Utility Patent Application Transmittal
,
Fee Transmittal Form
Petition to Accept Non-Signing Inventors or Legal Representatives/Filing by Other Than All the Inventors or a Person not the Inventor
Petition to Accept Unintentionally Delayed Priority Claim
Petition under 37 CFR 1.6(f) to Accord the Application under 37 CFR 1.495(b) a National Stage Entry Date
Plant Continuation-in-Part Applications
PTO/SB/02A and PTO/SB/02B, PTO/SB/19, PTO/SB/17, PTO/SB/02LR, PTO/SB/03
Declaration - Additional Inventors - Supplemental Sheet and Declaration - Supplemental Priority Data Sheet
,
Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 117) on Behalf of a Deceased or Incapacitated Inventor
,
Plant Patent Application (35 U.S.C. 161) Declaration (37 CFR 1.63)
,
Plant Patent Application Transmittal
,
Fee Transmittal Form
Plant Continuation/Divisional Applications
PTO/SB/19, PTO/SB/17
Plant Patent Application Transmittal
,
Fee Transmital Form
Provisional Application for Patent Cover Sheet
PTO/SB/16
Provisional Application for Patent Cover Sheet
Utility Continuation-in-Part Applications
PTO/SB/103, PTO/SB/101, PTO/SB/107, PTO/SB/110, PTO/SB/05, PTO/SB/17, PTO/SB/108, PTO/SB/109, PTO/SB/01, PTO/SB/04, PTO/SB/104, PTO/SB/105, PTO/SB/106, PTO/SB/02A and PTO/SB/02B, PTO/SB/02LR, PTO/SB/102
Declaration for Utility or Design Patent Application (37 CFR 1.63)
,
Declaration - Additional Inventors - Supplemental Sheet and Declaration - Supplemental Priority Data Sheet
,
Declaration Supplemental Sheet for Legal Representatives (35 U.S.C. 117) on Behalf of a Deceased or Incapacitated Inventor
,
Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67)
,
Declaration and Power of Attorney for Patent Application - Chinese Language Declaration
,
Declaration and Power of Attorney for Patent Application
,
Declaration and Power of Attorney for Patent Application
,
Declaration and Power of Attorney for Patent Application
,
Declaration and Power of Attorney for Patent Application
,
Declaration and Power of Attorney for Patent Application - Japanese Language Declaration
,
Declaration and Power of Attorney for Patent Application - Russian Language Declaration
,
Declaration and Power of Attorney for Patent Application
,
Declaration and Power of Attorney for Patent Application
,
Declaration and Power of Attorney for Patent Application
,
Utility Patent Application Transmittal
,
Fee Transmittal Form
Utility Continuation/Divisional Applications
PTO/SB/05, PTO/SB/17
Utility Patent Application Transmittal
,
Fee Transmittal Form
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
543,591
454,287
0
10,678
78,626
0
Annual Time Burden (Hours)
10,677,624
4,171,568
0
53,390
6,452,666
0
Annual Cost Burden (Dollars)
243,201,076
575,550,000
2,090
1,260
-332,352,274
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Changing Regulations
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
The program change increases are due to a new application size fee introduced in the Consolidated Appropriations Act of 2005. Applicants can submit their design applications electronically through EFS-Web. The introduction of electronic filing for the design applications accounts for increases in the annual cost burden.
Annual Cost to Federal Government:
$8,936,439
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
Uncollected
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
Uncollected
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
Uncollected
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Robert Clarke 571 272-7735 robert.clarke@uspto.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
02/28/2007