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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
7100-0128
ICR Reference No:
200702-7100-008
Status:
Historical Active
Previous ICR Reference No:
200610-7100-009
Agency/Subagency:
FRS
Agency Tracking No:
FR Y-9
Title:
Financial Statements for Bank Holding Companies
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Delegated
OIRA Conclusion Action:
Approved without change
Conclusion Date:
03/28/2007
Retrieve Notice of Action (NOA)
Date Received in OIRA:
03/28/2007
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
03/31/2008
03/31/2008
03/31/2008
Responses
17,165
0
17,165
Time Burden (Hours)
183,966
0
182,741
Cost Burden (Dollars)
0
0
0
Abstract:
The FR Y-9 data are the primary source of information for the Federal Reserve System's bank holding company surveillance function. Data from the FR Y-9 support the ongoing monitoring of the financial condition of these institutions.
Authorizing Statute(s):
US Code:
12 USC 1844(c)
Name of Law: Bank Holding Company Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
72 FR 1325
01/11/2007
30-day Notice:
Federal Register Citation:
Citation Date:
72 FR 14104
03/26/2007
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
5
IC Title
Form No.
Form Name
Consolidated Financial Statements for Bank Holding Companies
FR Y-9C
Consolidated Financial Statements for Bank Holding Companies
Financial Statements for Employee Stock Ownership Plan Bank Holding Companies
FR-Y9ES
Financial Satements for Employee Stock Ownership Plan Bank Holding Companies
Parent Company Only Financial Statements for Large Bank Holding Companies
FR-Y9LP
Parent Company Only Financial Statements for Large Bank Holding Companies
Parent Company Only Financial Statements for Small Bank Holding Companies
FR-Y9SP
Parent Company Only Financial Statements for Small Bank Holding Companies
Supplement to the Consolidated Financial Statements for Bank Holding Companies
FR-Y9CS
Supplement to the Consolidated Financial Statements for Bank Holding Companies
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
17,165
17,165
0
0
0
0
Annual Time Burden (Hours)
183,966
182,741
0
1,225
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
The Federal Reserve proposes to modify information collected on the FR Y-9C to: (1) collect certain data on the sources of fair value measurements from all institutions that choose, under generally accepted accounting principles, to apply a fair value option to one or more financial instruments and one or more classes of servicing assets and liabilities and from certain institutions that report trading assets and liabilities; (2) collect an item to capture the change in the fair value of liabilities accounted for under the fair value option that is attributable to a BHCs own creditworthiness for purposes of measuring regulatory capital; (3) collect certain data on 1-4 family residential mortgage loans with terms that allow for negative amortization; and (4) revise instructions for the reporting of time deposits and brokered deposits. The Federal Reserve also proposes to clarify the FR Y-9C instructions for the reporting of assets serviced for others. The proposed changes would be effective as of March 31, 2007.
Annual Cost to Federal Government:
$1,844,367
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
Uncollected
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
Uncollected
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
Uncollected
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Scott Farmer 202-452-2253 Scott.W.Farmer@frb.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
03/28/2007
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