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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
3038-0009
ICR Reference No:
200706-3038-002
Status:
Historical Inactive
Previous ICR Reference No:
200601-3038-003
Agency/Subagency:
CFTC
Agency Tracking No:
Title:
Large Trader Reports
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Comment filed on proposed rule and continue
Conclusion Date:
12/14/2007
Retrieve Notice of Action (NOA)
Date Received in OIRA:
06/28/2007
Terms of Clearance:
In accordance with 5 CFR 1320, OMB is withholding approval at this time. Prior to publication of the final rule, the agency must submit to OMB a summary of all comments related to the information collection contained in the proposed rule and the agency response. The agency should clearly indicate any changes made to the information collection as a result of these comments.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
02/28/2009
36 Months From Approved
02/28/2009
Responses
62,420
0
62,420
Time Burden (Hours)
18,574
0
18,574
Cost Burden (Dollars)
0
0
0
Abstract:
This data collection operation relates to the Federal regulation of contract markets, clearing members, futures commission merchants, foreign brokers, and large traders holding futures and options positions in commodities.
Authorizing Statute(s):
US Code:
7 USC 6a, c, f, g, i, m, n
Name of Law: CFMA
US Code:
7 USC 7, 7a
Name of Law: CFMA
US Code:
5 USC 552, 552(b)
Name of Law: CFMA
US Code:
7 USC 1a
Name of Law: CFMA
US Code:
7 USC 2, 2a
Name of Law: CFMA
US Code:
7 USC 12a
Name of Law: CFMA
US Code:
7 USC 19
Name of Law: CFMA
US Code:
7 USC 21
Name of Law: CFMA
Citations for New Statutory Requirements:
US Code: 7 USC 5(b) Name of Law: CFMA
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
3038-AC05
Proposed rulemaking
72 FR 34417
06/22/2007
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
72 FR 34417
06/22/2007
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Large Trader Reports
102, 40, 204, 304
CFTC - Identification of "Special Accounts"
,
Statement of Reporting Trader
,
Statement of Cash Positions in Grains, Soybeans, Soybean Oil, and Soybean Meal
,
Statement of Cash Positions in Cotton
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Changing Regulations
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
The Proposed Amendment would add to the types of information specified in section 21.02, which must be furnished upon special call information re: exchanges of futures for physical commodities or derivatives positions, and information re: delivery notices issued and stopped; and delegate to the Director of the Division of Market Oversite and the Director's delegatees, the ability to issue special calls pursuant to sections 21.01 and 21.02. Although Sec. 21.02 applies to FCMs, contract market members, IBs and foreign brokers, the first three are already required to keep the designated information, and provide it on demand, under other sections of the regulations. Therefore, the notice only affects foreign brokers.
Annual Cost to Federal Government:
$1,250,000
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
Uncollected
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
Uncollected
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
Uncollected
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
John Nowlin 202-418-5427
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
06/28/2007
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