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Certification
View Information Collection (IC) List
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
3038-0009
ICR Reference No:
200810-3038-001
Status:
Historical Active
Previous ICR Reference No:
200601-3038-003
Agency/Subagency:
CFTC
Agency Tracking No:
Title:
Large Trader Reports
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved with change
Conclusion Date:
10/28/2008
Retrieve Notice of Action (NOA)
Date Received in OIRA:
10/09/2008
Terms of Clearance:
Re-submitted to activate prior collection.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
10/31/2009
36 Months From Approved
02/28/2009
Responses
62,420
0
62,420
Time Burden (Hours)
18,574
0
18,574
Cost Burden (Dollars)
0
0
0
Abstract:
This data collection operation relates to the Federal regulation of contract markets, clearing members, futures commission merchants, foreign brokers, and large traders holding futures and options positions in commodities.
Authorizing Statute(s):
US Code:
7 USC 5(b)
Name of Law: CFMA
Citations for New Statutory Requirements:
US Code: 7 USC 1a Name of Law: CFMA
US Code: 7 USC 2, 2a Name of Law: CFMA
US Code: 7 USC 12a Name of Law: CFMA
US Code: 7 USC 19 Name of Law: CFMA
US Code: 7 USC 21 Name of Law: CFMA
US Code: 7 USC 6a, c, f, g, i, m, n Name of Law: CFMA
US Code: 7 USC 7, 7a Name of Law: CFMA
US Code: 5 USC 552, 552(B) Name of Law: CFMA
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
3038-AC05
Final or interim final rulemaking
72 FR 50209
08/31/2007
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
72 FR 34417
06/22/2007
30-day Notice:
Federal Register Citation:
Citation Date:
72 FR 50209
08/31/2007
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Large Trader Reports
102, 40, 204, 304
Identification of Special Accounts
,
Statement of Reporting Trader
,
Statement of Cash Positions in Grains, Soybeans, Soybean Oil, and Soybean Meal
,
Statement of Cash Positions in Cotton
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
62,420
62,420
0
0
0
0
Annual Time Burden (Hours)
18,574
18,574
0
0
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Annual Cost to Federal Government:
$1,250,000
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
Yes
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
Uncollected
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
Uncollected
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
Uncollected
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
John Nowlin 202 418-5427 jnowlin@CFTC.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
10/09/2008
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