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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
2060-0445
ICR Reference No:
201009-2060-005
Status:
Historical Active
Previous ICR Reference No:
200705-2060-007
Agency/Subagency:
EPA/OAR
Agency Tracking No:
1857.05
Title:
NOX Budget Trading Program to Reduce the Regional Transport of Ozone
Type of Information Collection:
Extension without change of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
02/07/2011
Retrieve Notice of Action (NOA)
Date Received in OIRA:
09/23/2010
Terms of Clearance:
In this information collection request, the burden calculated is composed of NOx SIP sources not affected by the CAIR or Acid Rain program. These units continue to report emissions as part of the state implementation plans but are not expected henceforth to be subject to burden associated with participation in the NOx SIP trading program. The remaining burden estimated is largely the annualized capital cost for monitoring equipment, the labor cost and hours for monitoring, and the labor costs and hours for reporting. The Agency will submit revisions to this ICR if sources are once again experiencing burden associated with trading activities.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
02/28/2014
36 Months From Approved
02/28/2011
Responses
424
0
12,632
Time Burden (Hours)
57,586
0
471,734
Cost Burden (Dollars)
3,777,000
0
28,278,800
Abstract:
The NOX Budget Trading Program is a market-based cap and trade program created to reduce emissions of nitrogen oxides (NOX) from power plants and other large combustion sources in the eastern United States. NOX is a prime ingredient in the formation of ground-level ozone (smog), a pervasive air pollution problem in many areas of the eastern United States. The NOX Budget Trading Program was designed to reduce NOX emissions during the warm summer months, referred to as the ozone season, when ground-level ozone concentrations are highest. In 2009 the program was replaced by the Clean Air Interstate Rule Ozone Season Trading Program (CAIROS). Although the trading program was replaced after the 2008 compliance season, this information collection is being renewed for two reasons. First, some industrial sources in certain States are still required to monitor and report emissions data to EPA under these rules, so we will account for their burden. Second, the Agency may at some future time, reinstitute the NOX Budget Trading Program. For example, this might happen if both the CAIR and CAIR replacement rules were vacated by the Court. All data received by EPA will be treated as public information. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for EPA's regulations in 40 CFR are listed in 40 CFR part 9.
Authorizing Statute(s):
None
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
75 FR 14439
03/25/2010
30-day Notice:
Federal Register Citation:
Citation Date:
75 FR 57942
09/23/2010
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
NOX Budget Trading Program to Reduce the Regional Transport of Ozone
7620-14, 4620-15, 7620-16, 7620-24, 7620-23, 7620-22
Allowance Transfer
,
General Account Information
,
Account Certificate of Representation
,
NOx Budget Trading Program Compliance Certification Report
,
NOx Budget Trading Program Common Stack Allowance Deduction (Optional
,
Allowance Deduction (Optional)
NOX Budget Trading Program to Reduce the Regional Transport of Ozone
7620-24, 7620-23, 7620-22
NOX Budget Trading Program Compliance Certification Report
,
NOX Budget Trading Program Common Stack Allowance Deduction
,
Allowance Deduction
NOX Budget Trading Program to Reduce the Regional Transport of Ozone - States
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
424
12,632
0
-572
-11,636
0
Annual Time Burden (Hours)
57,586
471,734
0
-9,489
-404,659
0
Annual Cost Burden (Dollars)
3,777,000
28,278,800
0
0
-24,501,800
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Miscellaneous Actions
Short Statement:
This ICR renewal covers sources subject to the NOx SIP Call program. Previous iterations of this ICR included a larger number of affected sources and burdens associated with program implementation that are now covered under several different ICR's including the Clean Air Interstate Rule (CAIR) and the Air Emissions Reporting Rule (AERR). For sources that report emissions under CAIR and were previously subject to the NOx SIP Call program, OMB number 2060-0570 CAIR ICR now covers the costs of allowance allocation, tracking, and transfer, or emissions monitoring and reporting, that were previously associated with the NOx Budget Trading Program (NBP). For non-trading sources such as internal combustion engines and cement kilns, these sources are now covered under the AERR and the burdens are identified in OMB number 2060-0580 AERR ICR. This ICR renewal retains exhibits and text that covered the burdens associated with the NBP Emissions Trading Program, but zeros out those values that are now covered under other ICRs. This option will facilitate a possible revision to the ICR to include the costs of the trading process and monitoring requirements, in case those costs become reassociated with the NOx SIP Call program in the future.
Annual Cost to Federal Government:
$41,875
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Karen VanSickle 2023439220 vansickle.karen@epa.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
09/23/2010