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View ICR - OIRA Conclusion

OMB Control No: 3235-0033	ICR Reference No: 201102-3235-019
Status: Historical Active	Previous ICR Reference No: 200709-3235-017
Agency/Subagency: SEC	Agency Tracking No: TM-240-026
Title: Rule 17a-3; Records to be Made by Certain Exchange Members, Brokers and Dealers
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/13/2011
Retrieve Notice of Action (NOA)	Date Received in OIRA: 03/28/2011
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2014	36 Months From Approved	05/31/2011
Responses	5,057	0	5,850
Time Burden (Hours)	2,723,970	0	2,984,729
Cost Burden (Dollars)	34,202,837	0	31,539,281

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	5,057	5,850	-793
Annual Time Burden (Hours)	2,723,970	2,984,729	-260,759
Annual Cost Burden (Dollars)	34,202,837	31,539,281	2,663,556

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This decrease in burden hours reflects both a decrease in the number of respondents of 793, from 5,850 to 5,057, and a decrease in the number of customer accounts held by broker-dealers of 2,267,082, from 111,773,638 to 109,506,556. The increase in cost burden reflects the additional costs created by increased cost estimates due to inflation and increases in postage costs.