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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0694-0137
ICR Reference No:
201103-0694-001
Status:
Historical Inactive
Previous ICR Reference No:
201010-0694-001
Agency/Subagency:
DOC/BIS
Agency Tracking No:
STA
Title:
License Exemptions and Exclusions
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Preapproved
Conclusion Date:
05/31/2011
Retrieve Notice of Action (NOA)
Date Received in OIRA:
04/06/2011
Terms of Clearance:
This ICR is approved based on the revised materials provided by the agency.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
05/31/2014
36 Months From Approved
04/30/2013
Responses
6,056
0
3,153
Time Burden (Hours)
15,154
0
11,767
Cost Burden (Dollars)
0
0
0
Abstract:
This collection of information consolidates all BIS licensing exceptions and exclusions into one collection authority. License exceptions and exclusions allow exporters to exchange a requirement for an approved export license application before exporting, with immediate authority to export followed by a recordkeeping or periodic reporting requirement. Use of these exceptions and exclusions is voluntary and reduces licensing burden in OMB control number 0694-0088 Simple Network Application Process and Multipurpose Application Form.
Authorizing Statute(s):
EO: EO 13222 Name/Subject of EO: Continuation of Export Control Regulations
US Code:
50 USC 1702
Name of Law: International Emergency Economic Powers Act
PL:
Pub.L. 95 - 72 5, 6
Name of Law: Export Administration Act of 1979
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
0694-AF03
Final or interim final rulemaking
Federal Register Notices & Comments
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
18
IC Title
Form No.
Form Name
AGR (formerly OMB 0694-0123)
Annual Self-Classification Report (formerly OMB 0694-0104)
De Minimus One-Time Report for Foreign Software (formerly OMB 0694-0101)
ENC/ELA semi-annual repoerts (formerly OMB 0694-0104)
Encryption Key Lenght Increase (formerly OMB 0694-0104)
Encryption Pre-shipment Notificaitons (formerly OMB 0694-0104)
Encryption Registration (formerly OMB 0694-0104)
GFT (formerly OMB 0694-0033
NLR Chemical Sample Shipments (formerly OMB 0694-0086)
Strategic Trade Authorization (STA)
TAPS Reporting and Recordkeeping (formerly OMB 0694- 0027)
TMP (formerly OMB 0694-0029
TSR (formerly 0694-0023)
TSU Notifications (formerly OMB 0694-0104)
Thermal Imaging Camera Reporting (formerly OMB 0694-0133)
WRC (formerly OMB 0694-0025)
Wassenaar Recordkeeping (formerly OMB 0694-0106)
Wassenaar Reporting (formerly OMB 0694-0106)
ICR Summary of Burden
Total Request
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
6,056
3,153
0
2,903
0
0
Annual Time Burden (Hours)
15,154
11,767
0
3,387
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Changing Regulations
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
The addition of this license exception is a program change increase (2,903 respondents/responses; and 3,387 burden hours). This change is also a step in the Administration's Export Control Reform Initiative. With the safeguards provided by this information collection, that exception helps focus export controls on the most critical national security priorities. This is a voluntary collection where exporters may exchange a requirement to submit an individual validated export license and wait for approval before shipping for an exchange of information and assurances between parties and the ability to ship quickly.
Annual Cost to Federal Government:
$0
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Lawrence Hall 202-482-4895 lhall@bis.doc.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
04/06/2011