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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
1245-0003
ICR Reference No:
201106-1245-002
Status:
Historical Inactive
Previous ICR Reference No:
201012-1245-001
Agency/Subagency:
DOL/OLMS
Agency Tracking No:
Title:
Labor Organization and Auxiliary Reports
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Comment filed on proposed rule and continue
Conclusion Date:
09/05/2011
Retrieve Notice of Action (NOA)
Date Received in OIRA:
06/24/2011
Terms of Clearance:
In accordance with 5 CFR 1320, the information collection is not approved at this time. Prior to publication of the final rule, the agency should provide to OMB a summary of all comments received on the proposed information collection and identify any changes made in response to these comments. In addition, the agency must also provide OMB screenshots of the electronic version of forms LM-10 and LM-20.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
10/31/2013
36 Months From Approved
10/31/2013
Responses
33,684
0
33,684
Time Burden (Hours)
4,411,640
0
4,411,640
Cost Burden (Dollars)
0
0
0
Abstract:
The Labor-Management Reporting and Disclosure Act (LMRDA) requires unions to file annual financial reports, and copies of their constitution and bylaws with DOL. Under certain circumstances, reports are required of union officers and employees, employers, labor relations consultants, and surety companies. All reports are available for public disclosure. Filers are required to retain supporting records for five years; unions are required to retain election records for one year.
Authorizing Statute(s):
US Code:
29 USC 401 et. seq.
Name of Law: Labor Management Reporting and Disclsoure Act of 1959 (LMRDA)
US Code:
5 USC 7120
Name of Law: Civil Service Reform Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
1215-AB75
Proposed rulemaking
75 FR 74936
12/01/2010
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
76 FR 36178
06/21/2011
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Labor Organization and Auxiliary Reports
LM-4, LM-10, LM-15, LM-1, LM-2, LM-3, (2007) LM-30, S-1, LM-15A, LM-16, LM-20, LM-21
Form LM-1 Labor Organization Information Report
,
Form LM-2 Labor Organization Annual Report
,
Form LM-3 Labor Organization Annual Report
,
Form LM-4 Labor Organization Annual Report
,
Form LM-10 Employer Report
,
Form LM-15 Trusteeship Report
,
Form LM-15A Report on Selection of Delegates and Officers
,
Form LM-16 Terminal Trusteeship Report
,
Form LM-20 Agreement and Activities Report
,
Form LM-21 Receipts and Disbursements Report
,
Form S-1 Surety Company Annual Report
,
Labor Organization Officer and Employees Report
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Changing Regulations
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
The increase in burden is due to a program change. In comparison to the previous submission, a difference of 4,886 in responses and 8,817 in annualized burden hours attributable as a program change is noted. These differences derive from the reevaluation of the burden for the Form LM-10 and LM-20, as a result of the changes proposed in the NPRM.
Annual Cost to Federal Government:
$6,490,504
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Andrew Davis 202 693-1253 davis.andrew@dol.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
06/24/2011
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