Skip to main content
An official website of the United States government
The .gov means it's official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you're on a federal government site.
The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.
Search:
Agenda
Reg Review
ICR
This script is used to control the display of information in this page.
Display additional information by clicking on the following:
All
Brief and OIRA conclusion
Abstract/Justification
Legal Statutes
Rulemaking
FR Notices/Comments
IC List
Burden
Misc.
Common Form Info.
Certification
View Information Collection (IC) List
View Supporting Statement and Other Documents
Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0938-1141
ICR Reference No:
201110-0938-005
Status:
Historical Active
Previous ICR Reference No:
201106-0938-008
Agency/Subagency:
HHS/CMS
Agency Tracking No:
Title:
Rate Increase Disclosure and Review Reporting Requirements (45 CFR Part 154)
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Emergency
Approval Requested By:
10/21/2011
OIRA Conclusion Action:
Approved without change
Conclusion Date:
10/31/2011
Retrieve Notice of Action (NOA)
Date Received in OIRA:
10/12/2011
Terms of Clearance:
In accordance with 5 CFR 1320, the information collection is approved for 6 months. In their next submission, the agency must identify the specific regulatory provisions, citing the appropriate section or provision of the CFR for each IC, for which they are requesting PRA approval and provide any instructions or guidance to the respondents. The agency is also reminded to provide burden estimates based on the annual average of burden imposed over 3 years. Finally, the prior terms of clearance remain in effect: By the time of the next submission, the agency will provide an overview of the steps taken to minimize burden and avoid duplicative collections, especially with regard to the preliminary and secondary justifications.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
04/30/2012
6 Months From Approved
08/31/2014
Responses
3,901
0
3,435
Time Burden (Hours)
91,219
0
86,656
Cost Burden (Dollars)
0
0
0
Abstract:
This information collection request covers the Rate Increase Disclosure and Review Reporting Requirements of 45 CFR Part 154.
Emergency Justfication:
Please see the attached emergency justification.
Authorizing Statute(s):
PL:
Pub.L. 111 - 148 1003
Name of Law: Affordable Care Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
76 FR 63302
10/07/2011
30-day Notice:
Federal Register Citation:
Citation Date:
76 FR 63302
10/07/2011
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
5
IC Title
Form No.
Form Name
Health Insurance Issuer Submission of Final Justification for Unreasonable Rate Increases
Health Insurance Issuer Submission of the Preliminary Justification
One-Time Health Insurance Issuer Start-Up Costs
Ongoing Compliance (2012-2013)
State Unreasonable Rate Increase Determinations
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
3,901
3,435
0
466
0
0
Annual Time Burden (Hours)
91,219
86,656
0
4,563
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Changing Regulations
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Miscellaneous Actions
Short Statement:
The number of respondents has increased to include association plans and the burden has been adjusted accordingly. We also corrected an arithmetic error regarding the one-Time health insurance issuer start-up costs.
Annual Cost to Federal Government:
$3,886,920
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
Yes
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
William Parham 4107864669
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
10/12/2011
An official website of the United States government
The .gov means it's official.
The site is secure.
