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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
3220-0008
ICR Reference No:
201111-3220-003
Status:
Historical Active
Previous ICR Reference No:
201012-3220-005
Agency/Subagency:
RRB
Agency Tracking No:
Title:
Railroad Service and Compensation Reports/System Access Application/Report Certification
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
12/22/2011
Retrieve Notice of Action (NOA)
Date Received in OIRA:
11/22/2011
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
12/31/2014
36 Months From Approved
02/28/2014
Responses
6,841
0
7,348
Time Burden (Hours)
31,014
0
43,756
Cost Burden (Dollars)
0
0
0
Abstract:
Under the Railroad Retirement Act and the Railroad Unemployment Insurance Act, employers are required to report service and compensation for each employee to update Railroad Retirement Board records for payments of benefits. The collection obtains service and compensation information,information needed to ensure secure system access from employers who voluntarily opt to use the RRB's Internet-based Employer Reporting System to submit reporting forms and information needed to certify employer reporting transactions.
Authorizing Statute(s):
US Code:
45 USC 231(f)
Name of Law: Railraod Retirement Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
76 FR 54812
09/02/2011
30-day Notice:
Federal Register Citation:
Citation Date:
76 FR 71390
11/17/2011
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Railroad Service and Compensation Reports/System Access Application
BA-12 (proposed), G-440 (proposed), BA-3 (Internet) proposed, BA-4 (proposed), BA-3 (01-08), BA-4 (01-08), BA-12 (05-09), G-440 (01-08), BA-4 (electronic equivalent), BA-3 (secure E-mail and FTP) , BA-4 (secure E-mail and FTP), BA-4 (Internet), BA-3 (electronic equivalents)
Annual Report of Creditable Compensation
,
Application for Employer Reporting Internet Access
,
Report of Creditable Compensation Adjustments
,
Report Specification Sheet
,
Annual Report of Creditable Compensation
,
Annual Report of Creditable Compensation
,
Report of Creditable Compensation Adjustments
,
Report of Creditable compensation Adjustments
,
Report of Creditable Compensation Adjustments
,
Annual Report of Creditable Compensation
,
Report of Creditable Compensation Adjustments
,
Application for Employer Reporting Internet Access
,
Report Specification Sheet
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
6,841
7,348
0
-507
0
0
Annual Time Burden (Hours)
31,014
43,756
0
-12,742
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Using Information Technology
Short Statement:
The estimated overall burden for this information collection is being reduced by 501 responses and 12,742 burden hours, all essentially due to the implementation of the BA-3 (Internet).
Annual Cost to Federal Government:
$0
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
Yes
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Charles Mierzwa 312-751-3363 charles.mierzwa@rrb.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
11/22/2011