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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
3150-0036
ICR Reference No:
201301-3150-005
Status:
Historical Active
Previous ICR Reference No:
200908-3150-004
Agency/Subagency:
NRC
Agency Tracking No:
Title:
10 CFR Part 110, Export and Import of Nuclear Equipment and Material
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved with change
Conclusion Date:
03/28/2013
Retrieve Notice of Action (NOA)
Date Received in OIRA:
01/11/2013
Terms of Clearance:
In accordance with 5 CFR 1320, the information collection is approved for three years.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
03/31/2016
36 Months From Approved
03/31/2013
Responses
2,598
0
946
Time Burden (Hours)
780
0
524
Cost Burden (Dollars)
41,553
0
0
Abstract:
The Nuclear Regulatory Commission (NRC), under the Atomic Energy Act of 1954, as amended (AEA), and Title II of the Energy Reorganization Act of 1974, as amended, has authority for exercising export and import controls over nuclear equipment and material as specified in 10 CFR §§ 110.8, 110.9, and 110.9a. Any person who wishes to export or import nuclear equipment and material under the provisions in 10 CFR Part 110 must provide certain information collection elements to enable the NRC and the Executive Branch to make required export and import licensing determinations. In support of the reporting requirements pursuant to 10 CFR 110.50(c), optional NRC forms 830, 830A, 831and 831A have been developed to assist licensees in submitting prior shipment notifications.
Authorizing Statute(s):
PL:
Pub.L. 83 - 703 1-311
Name of Law: Atomic Energy Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
77 FR 54615
09/05/2012
30-day Notice:
Federal Register Citation:
Citation Date:
77 FR 75673
12/21/2012
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
10 CFR 110 Part 110, Export and Import of Nuclear Equipment and Material
NRC Form 830, NRC Form 830a, NRC Form 831, NRC Form 831a
Report of Import
,
Report of Import, Continuation Sheet
,
Report of Export
,
Report of Export, Continuation Sheet
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
2,598
946
0
0
1,652
0
Annual Time Burden (Hours)
780
524
0
0
256
0
Annual Cost Burden (Dollars)
41,553
0
0
0
41,553
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
The estimated burden increased by 256 hours from 524 hours up to 780 hours. The responses increased by 1,652 responses, from 946 responses to 2,598 responses. There have been no changes to the requirements under 10 CFR Part 110; however, the NRC staff has adjusted the estimated number of responses for some requirements. The number of respondents was also increased from 103 to 108 as a result of data from the last clearance cycle. The primary reason for the increase in responses and hours is due to a change in the estimates for notifications submitted pursuant to 110.50(c). The number of estimated responses to comply with 110.50(c) increased from 400 to 1,800 for respondents not using a form and from 400 to 600 for respondents using a form. The estimated number of responses is based on data from the past clearance cycle on the actual number of responses submitted to the NRC. The NRC staff believes that this represents a fair estimate for the number of responses that will be received annually during the current clearance cycle. In addition, burden estimates for 110.50(c) were updated based on staff experience. Burden estimates for licensees not using a form to submit import/export data was reduced from 24 minutes to 15 minutes. The burden estimate for respondents using a form was reduced from 24 minutes to 12 minutes, due to the addition of continuation sheets (more information below). Minor changes were made to the NRC Forms 830 and 830a as part of this submission. These changes did not increase the burden for completion of the form. There were no changes to the requirements contained in the 10 CFR Part 110 regulations. Changes are as follows: Revised the wording in fields A, B, and C on the NRC Form 830 to match the requirements in the regulations. The previous form incorrectly requested the license number or general license reference, the address and contact information of the U.S. importing facility, and the recipient, in that order. The revised form now requests mailing and contact information on the licensee, the recipient name and address, and the contact information and address of the exporting facility, in that order. Added a field for reference number, to replace the previous field for license number. Since August 27, 2010, imports are authorized under a general license in the regulations (at 110.27), so there is no longer a need to provide a box for a license number on the NRC Form 830. However, licensees requested the NRC provide a space for them to type a reference number on the form to help keep their records organized. In addition, the NRC staff also uses any reference number provided by the licensee in matching the notice with subsequent notices from the same licensee stating that the shipment reached its destination. In addition, the NRC is submitting for the first time two additional forms, NRC Form 830A and NRC Form 831A to serve as "continuation sheets" for the NRC Forms 830 and 831. These sheets allow a licensee to report multiple sources being exported or imported, rather than completing a separate NRC Form 830 or 831 for each source. The burden estimate of 12 minutes to report for licensees using the optional forms includes the time to complete both the report and the continuation sheet. The NRC staff believes that the use of a continuation form will reduce licensee reporting time, because multiple sources may be reported in a single submission. Thus, the reporting time for licensees using the optional forms has been reduced from 24 minutes to 12 minutes.
Annual Cost to Federal Government:
$35,894
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Stephen Baker 3014153329
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
01/11/2013
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