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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
4040-0001
ICR Reference No:
201305-4040-001
Status:
Historical Active
Previous ICR Reference No:
201112-4040-001
Agency/Subagency:
EGOV
Agency Tracking No:
Title:
SF-424 Research & Related (R&R)
Type of Information Collection:
Reinstatement with change of a previously approved collection
Common Form ICR:
Yes
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
06/25/2013
Retrieve Notice of Action (NOA)
Date Received in OIRA:
05/14/2013
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
06/30/2016
36 Months From Approved
Responses
128,378
0
0
Time Burden (Hours)
128,378
0
0
Cost Burden (Dollars)
3,851,340
0
0
Abstract:
The SF-424 (R&R) is the government-wide data set for research grant applications.
Authorizing Statute(s):
PL:
Pub.L. 109 - 282 2590
Name of Law: Federal Financial Accountability and Transparency Act of 2006
PL:
Pub.L. 106 - 107 468
Name of Law: Federal Financial Assistance Management Improvement Act of 1999
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
78 FR 5805
01/28/2013
30-day Notice:
Federal Register Citation:
Citation Date:
78 FR 23254
04/18/2013
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
SF-424 R&R DOC burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF-424 R&R DOI Burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF-424 R&R DOT Burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF-424 R&R HHS burden
4040-0001, 4040-0001, 4040-0001, 4040-0001, 4040-0001, 4040-0001, 4040-0001, 4040-0001, 4040-0001, 4040-0001, 4040-0001, 4040-0001, 4040-0001, 4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
,
R&R Personal Data
,
R&R Senior/Key Person Profile
,
R&R Senior/Key Person Profile (Expanded)
,
R&R Other Project Information
,
SBIR/STTR Information
,
R&R Budget (up to 5 years)
,
R&R Budget (up to 10 years)
,
R&R Federal/Non-Federal Budget (up to 5 years)
,
R&R Federal/Non-Federal Budget (up to 10 years)
,
R&R Subaward Budget Attachment(s) Form (up to 10 attachments)
,
5 Year R&R Subaward Budget Attachment(s) Form (up to 30 attachments)
,
10 Year R&R Subaward Budget Attachment(s) Form (up to 10 attachments)
,
10 Year R&R Subaward Budget Attachment(s) Form (up to 30 attachments)
SF-424 R&R NARA Burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF-424 R&R NASA burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF-424 R&R NRC Burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF-424 R&R USAID Burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF424 R&R DHS burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF424 R&R DOD burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF424 R&R DOE burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF424 R&R ED burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF424 R&R NSF burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
SF424 R&R USDA burden
4040-0001
SF 424 (R&R) Application for Federal Assistance (Cover)
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
128,378
0
0
30,797
0
97,581
Annual Time Burden (Hours)
128,378
0
0
-5,726,482
0
5,854,860
Annual Cost Burden (Dollars)
3,851,340
0
0
3,851,340
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Changing Forms
Short Statement:
This request changes the form to be a common form. The burden estimated thus only reflects the use of this form by HHS.
Annual Cost to Federal Government:
$6,508,765
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Ed Calimag 202 690-7569 Ed.Calimag@hhs.gov
Common Form ICR:
Yes
OIRA authorizes any Agency to begin using a Common Form associated with this ICR automatically after 5 calendar days from the date the agency's RCF including the common form was received in OIRA.
Description/Changes for Common Form Usage:
This request changes the form to be a common form. The burden estimated thus only reflects the use of this form by HHS.
Approved RCFs using this ICR
Agency/Sub Agency
RCF ID
RCF Title
RCF Status
IC Title
ED/IES
201401-1850-001CF
Department of Education, Institute of Education Sciences, Research Performance Progress Report (RPPR)
Historical Active
SF-424 R&R HHS burden
USDA/NIFA
201404-0524-050CF
Research and Related Forms
Historical Active
SF424 R&R USDA burden
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
05/14/2013
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