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View ICR - OIRA Conclusion

OMB Control No: 3235-0509	ICR Reference No: 201311-3235-011
Status: Historical Active	Previous ICR Reference No: 201010-3235-021
Agency/Subagency: SEC	Agency Tracking No: TM-270-451
Title: Rule 301: Requirements for Alternative Trading Systems and Form ATS; ATS-R
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/16/2014
Retrieve Notice of Action (NOA)	Date Received in OIRA: 02/03/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2017	36 Months From Approved	04/30/2014
Responses	598	0	556
Time Burden (Hours)	2,873	0	1,793
Cost Burden (Dollars)	0	0	158,989

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	598	556	42
Annual Time Burden (Hours)	2,873	1,793	1,080
Annual Cost Burden (Dollars)	0	158,989	-158,989

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: As compared to the costs and hourly burdens identified in the Commission's 2010 Submission, the estimated aggregate hourly burden has increased from 1,792.50 hours to 2,872.50 hours as a result of an increase in the number of ATSs and a change in the estimate of certain hourly burdens. The estimated aggregate costs associated with Rule 301 of Regulation ATS decreased from $158,988.14 to zero because costs had been estimated improperly in earlier years.