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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0651-0021
ICR Reference No:
201603-0651-003
Status:
Historical Active
Previous ICR Reference No:
201601-0651-010
Agency/Subagency:
DOC/PTO
Agency Tracking No:
Title:
Patent Cooperation Treaty
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
08/22/2016
Retrieve Notice of Action (NOA)
Date Received in OIRA:
06/30/2016
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
08/31/2019
36 Months From Approved
08/31/2016
Responses
389,415
0
923,310
Time Burden (Hours)
356,191
0
371,626
Cost Burden (Dollars)
163,813,260
0
291,867,138
Abstract:
The purpose of the Patent Cooperation Treaty (PCT) is to provide a standardized filing format and procedure that allows an applicant to seek protection for an invention in several countries by filing one international application in one location, in one language, and paying one initial set of fees. The information in this collection is used by the public to submit a patent application under the PCT and by the USPTO to fulfill its obligation to process, search, and examine the application as directed by the treaty.
Authorizing Statute(s):
US Code:
35 USC 351-376
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
81 FR 22967
04/19/2016
30-day Notice:
Federal Register Citation:
Citation Date:
81 FR 41524
06/27/2016
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
21
IC Title
Form No.
Form Name
Acceptance of an unintentionally delayed claim for priority (37 CFR 1.78(a)(3))
Acceptance of an unintentionally delayed claim for priority, or for filing a request for the restoration of the right of priority
Amendments (Article 34)
Application Data Sheet (35 U.S.C. 371 applications)
Basic National Stage Fee
Demand and Fee Calculation Sheet
PCT/IPEA/401
Demand and Fee Calculation Sheet
Description/claims/drawings/abstracts
English translation after thirty months from priority date
Fee Authorization
Indications Relating to a Deposited Microorganism
PCT/RO/134
Indications Relating to Deposited Microorganism or Other Biological Material
National Stage Application Size Fee – for each additional 50 sheets that exceed 100 sheets
National Stage Examination Fee – U.S. was the ISA or IPEA and all claims satisfy PCT Article 33(1)-(4)
National Stage Examination Fee – all other situations
National Stage Search Fee - U.S. was the ISA or IPEA and al claims satisfy PCT Article 33(1)-(4)
National Stage Search Fee - search report prepared and provided to USPTO
National Stage Search Fee – U.S. was the ISA
National Stage Search Fee – all other situations
PCT/Model of General Power of Attorney
PCT/Model of Power of Attorney
Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unavoidably Under 37 CFR 1.137(a)
PTO/SB/61/PCT
Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unavoidably Under 37 CFR 1.137(a)
Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unintentionally Under 37 CFR 1.137(a)
PTO/SB/64/PCT
Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unintentionally Under 37 CFR 1.137(b)
Petitions to the Commissioner for international applications
Petitions to the Commissioner in national stage examination
Preliminary examination fee – U.S. was not the ISA
Preliminary examination fee – U.S. was the ISA
Request and Fee Calculation Sheet
PCT/RO/101
Request and Fee Calculation Sheet (Annex and Notes)
Request for rectification of obvious errors
Request for the restoration of the right of priority
Requests to transmit copies of international application
Response to invitation to correct defects
Search fee – regardless of whether there is a corresponding application (see 35 U.S.C. 361(d) and PCT Rule 16)
Search fee, examination fee or oath or declaration after thirty months from priority date
Supplemental examination fee per additional invention
Supplemental search fee when required, per additional invention
Translations
Transmittal Letter to the United States Designated/Elected Office (DO/EO/US) Concerning a Submission Under 35 U.S.C. 371
PTO-1390
Transmittal Letter to the United States Designated/Elected Office (DO/EO/US) Concerning a Filing Under 35 U.S.C. 371
Transmittal Letter to the United States Receiving Office (RO/US)
PTO-1382
Transmittal Letter to the United States Receiving Office
Transmittal fee
Transmitting application to Intl. Bureau to act as receiving office
Withdrawal of international application
PCT/IB/372
Notice of Withdrawal
[PCT National Stage] Claims – extra independent (over three)
[PCT National Stage] Claims – extra total (over 20)
[PCT National Stage] Claims – multiple dependent
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
389,415
923,310
0
35,773
-569,668
0
Annual Time Burden (Hours)
356,191
371,626
0
7,721
-23,156
0
Annual Cost Burden (Dollars)
163,813,260
291,867,138
0
43,141,887
-171,195,765
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Miscellaneous Actions
Short Statement:
The program changes were due to removing unnecessary IC lines from the collection and adjusting the relevant numbers in the remaining IC lines.
Annual Cost to Federal Government:
$7,096,948
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Rafael Bacares 571 272-3276 rafael.bacares@uspto.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
06/30/2016
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