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OMB Control No: 3064-0159	ICR Reference No: 201604-3064-002
Status: Historical Active	Previous ICR Reference No: 201312-3064-006
Agency/Subagency: FDIC	Agency Tracking No:
Title: Advanced Capital Adequacy Framework Regulatory Reporting Requirements - FFIEC 101
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 09/27/2016
Retrieve Notice of Action (NOA)	Date Received in OIRA: 08/18/2016
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2019	36 Months From Approved	03/31/2017
Responses	8	0	32
Time Burden (Hours)	5,392	0	21,600
Cost Burden (Dollars)	0	0	0

Abstract: These quarterly reporting requirements were established by the Federal Financial Institutions Examination Council (FFIEC)for banks that quality for and adopt the Advanced Capital Adequacy Framework or are in the parallel run state of qualifying for the framework. The revisions to the FFIEC 101 report would align the report with the revised regulatory capital rules, often referred to as Basel III, that were approved by the FDIC, the FRB, and the OCC during July 2013. In summary, the revisions to the FFIEC 101 report would: • Incorporate into Schedule A–Advanced Approaches Regulatory Capital, the Basel III common disclosure template that was adopted by the Basel Committee on Banking Supervision in June 2012 and include additional line items, such as the supplementary leverage ratio, to collect data on the new requirements established by the revised regulatory capital rules. • Make the information collected on revised Schedule A, except for a few specific line items, available to the public starting with the March 31, 2014, report date to ensure transparency of regulatory capital information reported by internationally active institutions. • Revise nine of the risk-weighted assets schedules in the FFIEC 101 report (Schedules B, C, D, H, I, J, P, Q, and R) to ensure that the data reported in these schedules are consistent with the Advanced Capital Adequacy Framework's revised regulatory capital rules, thereby facilitating the timely implementation of these revised rules in 2014.

Authorizing Statute(s): US Code: 12 USC 1811 et seq. Name of Law: Federal Deposit Insurance Act

Citations for New Statutory Requirements: None

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 22702	04/18/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 55260	08/18/2016
Did the Agency receive public comments on this ICR? No

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	8	32	-24
Annual Time Burden (Hours)	5,392	21,600	-16,208
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Manuel Cabeza 202 898-3781 mcabeza@fdic.gov

View ICR - OIRA Conclusion