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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
3038-0012
ICR Reference No:
201605-3038-002
Status:
Historical Active
Previous ICR Reference No:
201212-3038-003
Agency/Subagency:
CFTC
Agency Tracking No:
Title:
Futures Volume, Open Interest, Price, Deliveries, and Exchanges of Futures
Type of Information Collection:
Extension without change of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
08/19/2016
Retrieve Notice of Action (NOA)
Date Received in OIRA:
06/29/2016
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
08/31/2019
36 Months From Approved
08/31/2016
Responses
3,750
0
3,750
Time Burden (Hours)
1,875
0
1,875
Cost Burden (Dollars)
103,125
0
95,625
Abstract:
The information is used by the trading public, futures industry researchers, and the Commission to analyze the commodity futures and option marketplace. The information is received from each exchange on a daily basis in conjunction with other data collected by the Commission to determine the potential for market disturbances and distortions. Commission market analysts and researchers use this data on a frequent basis in contract market reviews and research projects. In addition, the Commission routinely incorporates as needed its verified data into its public reports.
Authorizing Statute(s):
US Code:
7 USC 2
Name of Law: Exempt Markets
US Code:
7 USC 6g
Name of Law: Exempt Markets
US Code:
7 USC 7
Name of Law: Exempt Markets
Citations for New Statutory Requirements:
US Code: 7 USC 7 Name of Law: Exempt Markets
US Code: 7 USC 2 Name of Law: Exempt Markets
US Code: 7 USC 6g Name of Law: Exempt Markets
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
81 FR 17447
03/29/2016
30-day Notice:
Federal Register Citation:
Citation Date:
81 FR 42332
06/29/2016
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Futures Volume, Open Interest, Price, Deliveries, and Exchanges of Futures
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
3,750
3,750
0
0
0
0
Annual Time Burden (Hours)
1,875
1,875
0
0
0
0
Annual Cost Burden (Dollars)
103,125
95,625
0
7,500
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Annual Cost to Federal Government:
$275,000
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
Yes
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Gail Scott 202 418-5139 gscott@cftc.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
06/29/2016
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