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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0651-0051
ICR Reference No:
201902-0651-001
Status:
Historical Active
Previous ICR Reference No:
201701-0651-003
Agency/Subagency:
DOC/PTO
Agency Tracking No:
Title:
Madrid Protocol
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
04/22/2019
Retrieve Notice of Action (NOA)
Date Received in OIRA:
02/28/2019
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
04/30/2022
36 Months From Approved
03/31/2020
Responses
14,691
0
46,363
Time Burden (Hours)
4,878
0
5,190
Cost Burden (Dollars)
12,182,389
0
13,813,980
Abstract:
This collection of information is required by the Trademark Act of 1946, 15 U .S.C. § 1051 et seq., which provides for the Federal registration of trademarks, service marks, collective trademarks and service marks, collective membership marks, and certificate marks. Individuals and businesses that use or intend to use such marks in commerce may file an application to register the marks with the United States Patent and Trademark Office (USPTO). Both the register and the information provided in pending applications for registration can be accessed by the public in order to determine the availability of a mark and lessen the likelihood of initiating the use of a mark previously adopted by another. The Protocol Relating to the Madrid Agreement Concerning the International Registration of Marks (“Madrid Protocol”) is an international treaty that allows a trademark owner to seek registration in any of the participating countries by filing a single international application. The International Bureau (IB) of the World Intellectual Property Organization (WIPO) in Geneva, Switzerland, administers the international registration system. The Madrid Protocol Implementation Act of 2002 amended the Trademark Act to provide that: (1) the owner of a U.S. application or registration may seek protection of its mark in any of the participating countries by submitting a single international application to the IB through the USPTO and (2) the holder of an international registration may request an extension of protection of the international registration to the United States. The Madrid Protocol became effective in the United States on November 2, 2003, and is implemented under 15 U.S.C. § 1141 et seq. and 37 CFR Part 2 and Part 7. An international application submitted through the USPTO must be based on an active U.S. application or registration and must be filed by the owner of the application or registration. The applicant must be a national of the United States, be domiciled in the United States, and have a real and effective industrial or commercial established in the United States. The USPTO reviews the international application to certify that it corresponds to the data contained in the existing U.S. application or registration before forwarding the international application to the IB. The IB then reviews the international application to determine whether the Madrid filing requirements have been met and the required fees have been paid. If the international application is unacceptable, the IB will send a notice of irregularity to the USPTO and the applicant. The applicant must respond to the irregularities to avoid abandonment, unless a response from the USPTO is required. After any irregularities are corrected and the application is accepted, the IB issues an international registration number, publishes the registration in the WIPO Gazette of International Marks, and sends a certification to the holder. This collection includes the information necessary for the USPTO to process applications for international registration and related requests under the Madrid Protocol. The USPTO provides electronic forms for filing the items in this collection online using the Trademark Electronic Application System (TEAS), available through the USPTO website. Applicants may also submit the items in this collection on paper or by using the forms provided by the IB, available on the WIPO website the IB requires Applications for International Registration and Applications for Subsequent Designation that are filed on paper be submitted on the official IB forms.
Authorizing Statute(s):
US Code:
15 USC 1141a, b, d, j(c), k, l, n
US Code:
15 USC 1065
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
83 FR 63839
12/12/2018
30-day Notice:
Federal Register Citation:
Citation Date:
84 FR 6135
02/26/2019
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
18
IC Title
Form No.
Form Name
Affidavit Under §71 of the Act During the Grace Period (electronic)
Affidavit Under §71 of the Act During the Grace Period (paper)
Application Filed at WIPO
MM2
Application for International Registration Governed Exclusively by the Madrid Protocol
Application for International Registration (TEAS)
MM2, PTO-2131
Application for International Registration
,
Application for International Registration Governed Exclusive by the Madrid Protocol
Application for International Registration (paper)
Application for Subsequent Designation (TEAS)
MM4, PTO-2132
Application for Subsequent Designation
,
Designation Subsequent to the International Registration
Application for Subsequent Designation (paper)
Combined Declaration of Continued Use/Excusable Nonuse and Incontestability Under Sections 71 and 15 (TEAS)
PTO-1683
Combined Declaration of Continued Use/Excusable Nonuse and Incontestability Under Sections 71 and 15
Combined Declaration of Continued Use/Excusable Nonuse and Incontestability Under Sections 71 and 15 (paper)
Declaration of Continued Use/Excusable Nonuse of Mark in Commerce Under Section 71 (TEAS)
PTO-1663
Declaration of Continued Use/Excusable Nonuse of Mark in Commerce Under Section 71
Declaration of Continued Use/Excusable Nonuse of Mark in Commerce Under Section 71 (paper)
Petition to Director to Review Denial of Certification of International Application (TEAS)
Petition to Director to Review Denial of Certification of International Application (paper)
Replacement Request (TEAS)
Replacement Request (paper)
Request to Record an Assignment or Restriction of a Holder's Right to Dispose of an International Registration (TEAS Global)
Request to Record an Assignment or Restriction of a Holder's Right to Dispose of an International Registration (paper)
Response to Notice of Irregularity (TEAS)
PTO-2133
Response to Notice of Irregularity
Response to Notice of Irregularity (paper)
Subsequent Designation at WIPO
MM4
Designation Subsequent to the International Registration
Transformation Request (TEAS)
Transformation Request (paper)
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
14,691
46,363
0
1
-31,673
0
Annual Time Burden (Hours)
4,878
5,190
0
0
-312
0
Annual Cost Burden (Dollars)
12,182,389
13,813,980
0
0
-1,631,591
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Annual Cost to Federal Government:
$182,484
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Catherine Cain 571 272-8946 catherine.cain@uspto.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
02/28/2019