Skip to main content
An official website of the United States government
The .gov means it's official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you're on a federal government site.
The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.
Search:
Agenda
Reg Review
ICR
Set operation value and submit form.
Agency Rule List - Spring 2014
Securities and Exchange Commission
Agency
Agenda Stage of Rulemaking
Title
RIN
SEC
Long-Term Actions
Credit Risk Retention
3235-AK96
SEC
Long-Term Actions
Personalized Investment Advice Standard of Conduct
3235-AL27
SEC
Long-Term Actions
Treatment of Certain CDOs Backed Primarily by Trust Preferred Securities With Regard to Prohibitions and Restrictions on Certain Interests in, and Relationships With, Hedge Funds
3235-AL52
SEC
Long-Term Actions
Rules Regarding Incentive Compensation
3235-AL06
SEC
Long-Term Actions
Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934
3235-AL14
SEC
Long-Term Actions
Orderly Liquidation of Covered Broker-Dealers
3235-AL51