3038-AD18 201110 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3038 Commodity Futures Trading Commission CFTC Core Principles and Other Requirements for Swap Execution Facilities Other Significant Previously Published in The Unified Agenda Final Rule Stage Yes No 17 CFR 37 7 USC 1a and 2 7 USC 5 and 6 7 USC 6a to 6p 7 USC 7 and 7a-2 7 USC 7b-3 and 12a 7 USC 23 and 24 as amended by title VII and VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act PL 111-203, 124 Stat 1376 (2010) Statutory Final 07/15/2011 Statutory timeframe for mandatory rulemakings where no other deadline is specified. No NPRM 01/07/2011 76 FR 1214 NPRM Comment Period End 03/08/2011 NPRM Comment Period Extended 05/04/2011 76 FR 25274 NPRM Comment Period Extended End 06/03/2011 Final Action 01/00/2012 No No None No No http://www.cftc.gov/LawRegulation/DoddFrankAct/Rulemakings/DF_13_SEFRules/index.htm http://comments.cftc.gov/PublicComments/ReleasesWithComments.aspx No No Bella Rozenberg 3038 Commodity Futures Trading Commission CFTC 202 418-5119 brozenberg@cftc.gov 1155 21st Street NW., Washington DC 20581 Amir Zaidi 3038 Commodity Futures Trading Commission CFTC 202 418-6770 202 418-5507 azaidi@cftc.gov Three Lafayette Centre, 1155 21st Street NW., Washington DC 20581 Mauricio Melara 3038 Commodity Futures Trading Commission CFTC 202 418-5719 202 418-5507 mmelara@cftc.gov Three Lafayette Centre, 1155 21st Street NW., Washington DC 20581 Joseph Cisewski 3038 Commodity Futures Trading Commission CFTC 202 418-5718 jcisweski@cftc.gov 1155 21st Street NW., Washington DC 20581