3235-AK94 201210 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Exchange Audits of Section 31 Fee Proposals Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR. 240.31 15 USC 78f 15 USC 78o-3 15 USC 89q-1 15 USC 78s 15 USC 78w(q) No NPRM 12/00/2012 Undetermined Undetermined No No No Michael Gaw 3235 Securities and Exchange Commission SEC 202 551-5602 gawm@sec.gov Division of Market Regulation, 100 F Street NE, Washington DC 20549