3235-AL06 201210 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Rules Regarding Incentive Compensation Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Not Yet Determined Not Yet Determined Statutory Final 07/21/2011 Dodd-Frank Act requires adoption a year after enactment. No NPRM 04/14/2011 76 FR 21170 NPRM Comment Period End 05/31/2011 Final Action 12/00/2012 Undetermined Undetermined Undetermined www./sec.gov/rules/proposed/2011/34-64140.pdf No No 3064 Federal Deposit Insurance Corporation FDIC Joint 7100 Federal Reserve System FRS Joint 2590 Federal Housing Finance Agency FHFA Joint 3133 National Credit Union Administration NCUA Joint 1557 Comptroller of the Currency OCC Joint 1550 Joint Raymond Lombardo 3235 Securities and Exchange Commission SEC 202 551-5755 lombardor@sec.gov 100 F Street NE, Washington DC 20549