3235-AL17 201210 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Exemptions for Security-Based Swaps Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 230.240 17 CFR 240.12a-11 17 CFR 240.12h-1 17 CFR 260.4d-12 15 USC 77s 15 USC 77aa 15 USC 78l(h) 15 USC 78w(a) 15 USC 78mm 15 USC 78ddd(d) No Interim Final Rule 07/11/2011 76 FR 40605 Interim Final Rule Effective 07/11/2011 Interim Final Rule Comment Period End 08/15/2011 NPRM 12/00/2012 Yes Businesses None Undetermined www.sec.gov/rules/proposed/2011/33-922.pdf Yes No 3235-AK65 Related to 3235-AL14 Related to Amy Starr 3235 Securities and Exchange Commission SEC 202 551-3860 100 F Street NE, Washington DC 20549