3235-AL35 201210 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Supervised Investment Bank Holding Company Rules Substantive, Nonsignificant First Time Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 240.17i-1 17 CFR 240.17i-2 17 CFR 240.17i-3 17 CFR 240.17i-4 17 CFR 240.17i-5 17 CFR 240.17i-6 PL 111-203, sec. 617(a) No Final Action 12/00/2012 Undetermined None No No No Carrie O'Brien 3235 Securities and Exchange Commission SEC 202 551-5640 obrienca@sec.gov 100 F Street NE, Washington DC 20549