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CFTC RIN: 3038-AB75 Publication ID: Fall 2008 
Title: Offering and Selling Security Futures Products Traded on Foreign Boards of Trade to United States Persons; Requirements for Foreign Stock Index Contracts To Qualify as Non-Narrow-Based Indices 
Abstract: The Commission and the Securities and Exchange Commission are required to jointly issue: (1) Rules, regulations, or orders as are necessary and appropriate to permit the offer and sale of security futures products traded on or subject to the rules of a foreign board of trade to United States persons, and (2) rules and regulations that set forth the requirements for foreign stock index contracts to qualify as non-narrow-based indices. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 7 USC 1a, as amended by PL 106-554, app E    7 USC 2, as amended by PL 106-554, app E   
Legal Deadline:
Action Source Description Date
Other  Statutory  June 30, 2009, pursuant to the Food, Conservation and Energy Act of 2008, PL 110-246, sec 13106  06/30/2009 
Other  Statutory  Within one year after the date of enactment of the Commodity Futures Modernization Act of 2000.  12/21/2001 
Timetable:
Action Date FR Cite
NPRM  12/00/2008    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Related to 3038-AB78 
Agency Contact:
Julian E. Hammar
Assistant General Counsel, Office of General Counsel
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5118
Fax:202 418-5524
Email: jhammar@cftc.gov

Thomas Leahy
Associate Director, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5278
Fax:202 418-5527
Email: tleahy@cftc.gov