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CFTC | RIN: 3038-AC49 | Publication ID: Fall 2008 |
Title: Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations | |
Abstract: The Commission has proposed amendments to the Acceptable Practices for section 5(d)(15) of the Commodity Exchange Act, 7 USC 7(d)(15). The amendments pertain to the definition of public director, and replace previously proposed amendments. The amendments are consistent with the intent to ensure the inclusion of truly public directors on boards of designated contract markets and Regulatory Oversight Committees, as well as truly public persons on disciplinary panels. | |
Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: No | Unfunded Mandates: No |
CFR Citation: 17 CFR 38 | |
Legal Authority: 7 USC 7, 7 USC 7a-2 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Rachel F. Berdansky Deputy Director, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5641 Fax:202 418-5429 Email: rberdansky@cftc.gov |