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CFTC | RIN: 3038-AC56 | Publication ID: Fall 2008 |
Title: Keeping and Production of Required Books and Records | |
Abstract: Since the Commission last revised Regulation 1.31 in 1999, there have been advances in electronic media and storage technology and the industry's use of same. The Commission is considering whether revisions to Regulation 1.31 are necessary regarding the retention of new electronic media (e.g., instant messages). The Commission is also considering requiring a uniform format for electronic storage media to be made available to the Commission upon request. | |
Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: No | Unfunded Mandates: No |
CFR Citation: 17 CFR 1.31 | |
Legal Authority: 7 USC 1 et seq, as amended by PL 106-554, app E |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Edward J. Riccobene Associate Chief Counsel, Division of Enforcement Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5327 Email: ericcobene@cftc.gov |