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CFTC RIN: 3038-AC62 Publication ID: Fall 2008 
Title: ●Changes in Ownership Interests and Other Amendments Pertinent to Registered Entities 
Abstract: The Commission is proposing several amendments to enhance its ability to administer the Commodity Exchange Act (Act) with respect to designated contract markets (DCMs). In addition to clarifying and technical amendments, the proposed amendments would require the filing of agreements transferring equity interests of 10 percent or more in DCMs with the Commission and subsequent certifications that subject DCMs continue to comply with the designation criteria and core principles of the Act and Commission regulations implemented thereunder. The proposed amendments would also further align the approval and certification process for security futures products under Commission regulation 41.23 with the process currently applied to all other commodity futures and options contracts. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 38    17 CFR 40 and 41   
Legal Authority: 7 USC 1 et seq, as amended by PL 106-554, app E   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/00/2008    
NPRM Comment Period End  12/00/2008    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Bruce Fekrat
Senior Special Counsel, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581
Phone:202 418-5578
Fax:202 418-5527
Email: bfekrat@cftc.gov