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CFTC RIN: 3038-AC64 Publication ID: Fall 2008 
Title: ●Exclusion of Foreign Volatility Indexes From the Definition of a Narrow-Based Security Index 
Abstract: The Commission and the Securities and Exchange Commission (SEC) are considering issuing a joint order that would exclude from the definition of a narrow-based security index certain volatility indexes composed of broad-based security index options that are listed for trading on foreign boards of trade. Previously, the Commission and SEC issued a joint order that excluded from the definition of a narrow-based security index volatility indexes that are composed of index options listed for trading on domestic securities exchanges. 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 7 USC 1a   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/00/2008    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Thomas Leahy
Associate Director, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5278
Fax:202 418-5527
Email: tleahy@cftc.gov