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SEC | RIN: 3235-AH53 | Publication ID: Fall 2008 |
Title: Processing of Reorganization Events, Tender Offers, and Exchange Offers | |
Abstract: The Commission proposed amendments to Rule 17Ad-14 under the Exchange Act. The amendments would require the establishment of book-entry accounts in connection with reorganization events and would give securities depositories up to 3 business days after the expiration of a tender offer, exchange offer, or reorganization event to deliver physical securities certificates to the agents. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.17Ad-14 | |
Legal Authority: 15 USC 78b 15 USC 78k-1(a)(1)(B) 15 USC 78n(d)(4) 15 USC 78o(c)(3) 15 USC 78o(c)(6) 15 USC 78q-1(a) 15 USC 78q-1(d)(1) 15 USC 78w(a) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/34-40386.htm | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Matthew Landon Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549-1001 Phone:202 551-5556 Fax:202 772-9270 Email: landonm@sec.gov |