View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML
SEC RIN: 3235-AH80 Publication ID: Fall 2008 
Title: Exemption From Shareholder Approval for Certain Subadvisory Contracts 
Abstract: The Commission proposed a new rule to allow certain types of funds or their investment advisers to enter into subadvisory agreements for investment management services without obtaining shareholder approval. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 270.15a-5    17 CFR 210.6-07    17 CFR 274.11A    17 CFR 240.14a-10   
Legal Authority: 15 USC 80a-6(c)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  10/29/2003  68 FR 61720   
NPRM Comment Period End  01/08/2004    
Next Action Undetermined  To Be Determined    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/33-8312.htm  
RIN Data Printed in the FR: No 
Agency Contact:
Adam B. Glazer
Division of Investment Management
Securities and Exchange Commission
100 F Street NE.,
Washington, DC 20549
Phone:202 551-6732
Email: glazera@sec.gov